INTELIQUENT, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-09-04: Reporting owner Monto Richard; Form 4; Security Employee Stock Options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-03: Reporting owner Monto Richard; Form 4; Security Employee Stock Options (right to purchase); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-08-27: Reporting owner CARLSON ERIC REED; Form 3; Security Employee Stock Options (right to purchase); Transaction Holding.
- 2013-08-27: Reporting owner CARLSON ERIC REED; Form 3; Security Employee Stock Options (right to purchase); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-09-04 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,611 0 owned after | $1.39 exercise price | 2013-09-04 | |
| 2013-09-03 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,889 13,611 owned after | $1.39 exercise price | 2013-09-03 | |
| 2013-08-27 holding as of filing | CARLSON ERIC REED Officer (VP and Controller) | 3 | Employee Stock Options (right to purchase) Derivative · Direct | Holding | $13.65 exercise price | 2013-08-27 | ||
| 2013-08-27 holding as of filing | CARLSON ERIC REED Officer (VP and Controller) | 3 | Employee Stock Options (right to purchase) Derivative · Direct | Holding | $21.81 exercise price | 2013-08-27 | ||
| 2013-06-12 | ZWICK DAVID Officer (Chief Financial Officer/EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −100,000 0 owned after | $2.22 exercise price | 2013-06-14 | |
| 2013-06-12 | ZWICK DAVID Officer (Chief Financial Officer/EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −178,882 0 owned after | $3.40 exercise price | 2013-06-14 | |
| 2013-06-12 | ZWICK DAVID Officer (Chief Financial Officer/EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +100,000 100,000 owned after | $1.75 exercise price | 2013-06-14 | |
| 2013-06-12 | ZWICK DAVID Officer (Chief Financial Officer/EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +178,882 178,882 owned after | $2.67 exercise price | 2013-06-14 | |
| 2013-06-12 | Evans G. Edward Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +276,770 276,770 owned after | $2.67 exercise price | 2013-06-14 | |
| 2013-06-12 | Evans G. Edward Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −276,770 0 owned after | $3.40 exercise price | 2013-06-14 | |
| 2013-06-12 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −17,500 0 owned after | $1.77 exercise price | 2013-06-14 | |
| 2013-06-12 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,621 60,621 owned after | $2.67 exercise price | 2013-06-14 | |
| 2013-06-12 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +17,500 17,500 owned after | $1.39 exercise price | 2013-06-14 | |
| 2013-06-12 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −60,621 0 owned after | $3.40 exercise price | 2013-06-14 | |
| 2013-06-12 | Lopez David A. Officer (SVP, Americas Sales) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −34,783 0 owned after | $3.40 exercise price | 2013-06-14 | |
| 2013-06-12 | Lopez David A. Officer (SVP, Americas Sales) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +34,783 34,783 owned after | $2.67 exercise price | 2013-06-14 | |
| 2013-06-12 | HARRINGTON JOHN Officer (SVP, Regulatory and Litigation) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −60,621 0 owned after | $3.40 exercise price | 2013-06-14 | |
| 2013-06-12 | HARRINGTON JOHN Officer (SVP, Regulatory and Litigation) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +60,621 60,621 owned after | $2.67 exercise price | 2013-06-14 | |
| 2013-06-12 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +52,924 52,924 owned after | $1.24 exercise price | 2013-06-14 | |
| 2013-06-12 | Wren Rian J. Director | 4 | Employee Stock Options (right to purchase) Derivative · Direct | H Expiration (or cancellation) of long derivative position with value received | −52,924 0 owned after | $1.57 exercise price | 2013-06-14 | |
| 2013-03-15 | ZWICK DAVID Officer (Chief Financial Officer/EVP) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +178,882 178,882 owned after | $3.40 exercise price | 2013-03-18 | |
| 2013-03-15 | Monto Richard Officer (GC & Corporate Secretary) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,621 60,621 owned after | $3.40 exercise price | 2013-03-18 | |
| 2013-03-15 | Lopez David A. Officer (SVP, Americas Sales) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,783 34,783 owned after | $3.40 exercise price | 2013-03-18 | |
| 2013-03-15 | HARRINGTON JOHN Officer (SVP, Regulatory and Litigation) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,621 60,621 owned after | $3.40 exercise price | 2013-03-18 | |
| 2013-03-15 | Evans G. Edward Director, Officer (Chief Executive Officer) | 4 | Employee Stock Options (right to purchase) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276,770 276,770 owned after | $3.40 exercise price | 2013-03-18 |