INTELIQUENT, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 78 rows, 78 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-07: Reporting owner Gavillet Ronald; Form 4; Security Series B-1 Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-07: Reporting owner Gavillet Ronald; Form 4; Security Series B-2 Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-07: Reporting owner HAWK ROBERT C; Form 4; Security Series A Preferred Stock; Transaction C Conversion of derivative security.
- 2007-11-07: Reporting owner HAWK ROBERT C; Form 4; Security Series B-1 Preferred Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-07 | Gavillet Ronald Officer (General Counsel, Secretary&EVP) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −337 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Gavillet Ronald Officer (General Counsel, Secretary&EVP) | 4 | Series B-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −79 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | HAWK ROBERT C Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −100,000 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | HAWK ROBERT C Director | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −84,373 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | HAWK ROBERT C Director | 4 | Series B-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −19,895 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | HAWK ROBERT C Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −4,000 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | +3,719,703 3,719,703 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Non-derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | +2,071,383 5,791,086 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Non-derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | +488,430 6,279,516 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Non-derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | +444,027 6,723,543 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | +98,556 98,556 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Non-derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | +54,883 153,449 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Non-derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | +12,941 166,390 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C preferred stock Non-derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | +11,765 178,115 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Non-derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | +181,741 181,741 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Non-derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | +101,206 282,947 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Non-derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | +23,864 306,811 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Non-derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | +21,695 328,506 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | −3,719,703 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | −2,071,383 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | −488,430 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DCM III, L.P. | C Conversion of derivative security | −444,027 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | −98,556 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | −54,883 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | −12,941 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | C Conversion of derivative security | −11,765 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | −181,741 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | −101,206 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | −23,864 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | DCM III, L.P. | DCM Investment Management III, LLC | DCM III-A, L.P. | DCM Affiliates Fund III, L.P. | DOLL DIXON 10% Owner | | 10% Owner | 10% Owner | Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | C Conversion of derivative security | −21,695 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Hynes James P Director | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,000,000 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Hynes James P Director | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −168,839 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Hynes James P Director | 4 | Series B-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −39,812 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Ingeneri Lawrence Director | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −6,749 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Ingeneri Lawrence Director | 4 | Series B-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −1,591 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Ingeneri Lawrence Director | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −696 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Junkroski Robert Officer (Chief Financial Officer & EVP) | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −337 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | Junkroski Robert Officer (Chief Financial Officer & EVP) | 4 | Series B-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −79 0 owned after | no price filed | 2007-11-09 | |
| 2007-11-07 | KRAMLICH C RICHARD | NEWHALL CHARLES W III | SANDELL SCOTT D | TRAINOR III EUGENE A | NEA PARTNERS 10 L P | NEW ENTERPRISE ASSOCIATES 10 L P | PERRY MARK W | BARRETT M JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | C Conversion of derivative security | −3,700,000 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | KRAMLICH C RICHARD | NEWHALL CHARLES W III | SANDELL SCOTT D | TRAINOR III EUGENE A | NEA PARTNERS 10 L P | NEW ENTERPRISE ASSOCIATES 10 L P | PERRY MARK W | BARRETT M JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Direct | C Conversion of derivative security | −2,227,472 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | KRAMLICH C RICHARD | NEWHALL CHARLES W III | SANDELL SCOTT D | TRAINOR III EUGENE A | NEA PARTNERS 10 L P | NEW ENTERPRISE ASSOCIATES 10 L P | PERRY MARK W | BARRETT M JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Direct | C Conversion of derivative security | −525,235 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | KRAMLICH C RICHARD | NEWHALL CHARLES W III | SANDELL SCOTT D | TRAINOR III EUGENE A | NEA PARTNERS 10 L P | NEW ENTERPRISE ASSOCIATES 10 L P | PERRY MARK W | BARRETT M JAMES 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Preferred Stock Derivative · Direct | C Conversion of derivative security | −477,487 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | BARRIS PETER J Director, 10% Owner | 4 | Series A Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −3,700,000 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | BARRIS PETER J Director, 10% Owner | 4 | Series B-1 Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −2,227,472 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | BARRIS PETER J Director, 10% Owner | 4 | Series B-2 Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −525,235 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-07 | BARRIS PETER J Director, 10% Owner | 4 | Series C Preferred Stock Derivative · Indirect · See Note 2 | C Conversion of derivative security | −477,487 0 owned after | $0.00 | 2007-11-09 | |
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DCM III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · By DCM III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By DCM III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DCM III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DCM III-A, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | DOLL DIXON | DCM Affiliates Fund III, L.P. | DCM Investment Management III, LLC | DCM III, L.P. | DCM III-A, L.P. Director, 10% Owner | 10% Owner | | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · By DCM Affiliates Fund III, L.P. | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Hynes James P Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Hynes James P Director | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Hynes James P Director | 3 | Series B-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Junkroski Robert Officer (Chief Financial Officer & EVP) | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Junkroski Robert Officer (Chief Financial Officer & EVP) | 3 | Series B-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Gavillet Ronald Officer (General Counsel, Secretary&EVP) | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Gavillet Ronald Officer (General Counsel, Secretary&EVP) | 3 | Series B-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Ingeneri Lawrence Director | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | Ingeneri Lawrence Director | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | HAWK ROBERT C Director | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | HAWK ROBERT C Director | 3 | Series B-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | HAWK ROBERT C Director | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | BARRIS PETER J Director, 10% Owner | 3 | Series A Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | BARRIS PETER J Director, 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | BARRIS PETER J Director, 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | BARRIS PETER J Director, 10% Owner | 3 | Series C Preferred Stock Derivative · Indirect · (m) | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | TRAINOR III EUGENE A | PERRY MARK W | NEW ENTERPRISE ASSOCIATES 10 L P | BARRETT M JAMES | SANDELL SCOTT D | NEA PARTNERS 10 L P | KRAMLICH C RICHARD | NEWHALL CHARLES W III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | TRAINOR III EUGENE A | PERRY MARK W | NEW ENTERPRISE ASSOCIATES 10 L P | BARRETT M JAMES | SANDELL SCOTT D | NEA PARTNERS 10 L P | KRAMLICH C RICHARD | NEWHALL CHARLES W III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-1 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | TRAINOR III EUGENE A | PERRY MARK W | NEW ENTERPRISE ASSOCIATES 10 L P | BARRETT M JAMES | SANDELL SCOTT D | NEA PARTNERS 10 L P | KRAMLICH C RICHARD | NEWHALL CHARLES W III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B-2 Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 | ||
| 2007-11-01 holding as of filing | TRAINOR III EUGENE A | PERRY MARK W | NEW ENTERPRISE ASSOCIATES 10 L P | BARRETT M JAMES | SANDELL SCOTT D | NEA PARTNERS 10 L P | KRAMLICH C RICHARD | NEWHALL CHARLES W III 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Preferred Stock Derivative · Direct | Holding | no price filed | 2007-11-01 |