INTEGRATED SILICON SOLUTION INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 34 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-29: Reporting owner Han Chang Chaio; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-29: Reporting owner Han Kong Yeu; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-29: Reporting owner Howarth Scott Daniel; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-11-29: Reporting owner COBB JOHN; Form 4; Security Restricted Stock Units; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-29 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2014-12-02 | |
| 2014-11-29 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2014-12-02 | |
| 2014-11-29 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $0.00 | 2014-12-02 | |
| 2014-11-29 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 0 owned after | $0.00 | 2014-12-02 | |
| 2014-11-29 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.00 | 2014-12-02 | |
| 2014-11-07 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,379 4,136 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,379 4,136 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 7,500 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,755 5,264 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 9,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,254 3,759 owned after | $0.00 | 2014-11-10 | |
| 2014-11-07 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 6,750 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,600 17,600 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2014-11-10 | |
| 2014-11-06 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $0.00 | 2014-11-10 | |
| 2014-10-28 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2014-10-29 | |
| 2014-10-28 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2014-10-29 | |
| 2014-10-28 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.00 | 2014-10-29 | |
| 2014-10-28 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 6,250 owned after | $0.00 | 2014-10-29 | |
| 2014-10-28 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 3,750 owned after | $0.00 | 2014-10-29 | |
| 2014-02-11 | Han Chang Chaio Officer (Vice President/ GM) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Han Kong Yeu Officer (Vice-Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | Howarth Scott Daniel Officer (CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | LEE JIMMY SHUEH MIEN Officer (Executive Chairman) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,000 12,000 owned after | $0.00 | 2014-02-13 | |
| 2014-02-11 | COBB JOHN Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $0.00 | 2014-02-13 |