inContact, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-17: Reporting owner Salem Bassam; Form 4; Security Employee Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-16: Reporting owner JARMAN PAUL; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-16: Reporting owner Salem Bassam; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-16: Reporting owner Gosain Hemant; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Salem Bassam Officer (SVP Professional Services) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 397,250 owned after | $3.42 exercise price | 2012-12-18 | |
| 2012-11-16 | JARMAN PAUL Officer (Chief Executive Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +170,000 1,171,800 owned after | $5.25 exercise price | 2012-11-20 | |
| 2012-11-16 | Salem Bassam Officer (SVP Professional Services) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,250 401,250 owned after | $5.25 exercise price | 2012-11-20 | |
| 2012-11-16 | Gosain Hemant Officer (Chief Product Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,250 356,250 owned after | $5.25 exercise price | 2012-11-20 | |
| 2012-11-16 | McDonagh Mariann M. Officer (Chief Marketing Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +101,250 301,251 owned after | $5.25 exercise price | 2012-11-20 | |
| 2012-11-16 | WELCH SCOTT Officer (Chief Operating Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +97,500 347,500 owned after | $5.25 exercise price | 2012-11-19 | |
| 2012-11-16 | Ayers Gregory S Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 427,500 owned after | $5.25 exercise price | 2012-11-19 | |
| 2012-10-31 | STERN THEODORE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 0 owned after | $4.57 exercise price | 2012-11-01 | |
| 2012-09-21 | Ayers Gregory S Officer (Chief Financial Officer) | 4/A | Incentive Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 315,000 owned after | $1.78 exercise price | 2012-09-24 | |
| 2012-07-24 holding as of filing | Robinson William W Jr. Officer (Executive VP of Sales) | 3 | Employee Stock Option Derivative · Direct | Holding | $5.06 exercise price | 2012-07-24 | ||
| 2012-06-13 | STERN THEODORE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 35,000 owned after | $3.11 exercise price | 2012-06-14 | |
| 2012-06-13 | STERN THEODORE Director | 4 | Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 25,000 owned after | $3.05 exercise price | 2012-06-14 | |
| 2012-05-31 | WELCH SCOTT Officer (Chief Operating Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,938 250,000 owned after | $1.76 exercise price | 2012-06-01 | |
| 2012-05-24 | WELCH SCOTT Officer (Chief Operating Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,289 261,938 owned after | $1.76 exercise price | 2012-05-24 | |
| 2012-05-22 | WELCH SCOTT Officer (Chief Operating Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,773 263,227 owned after | $1.76 exercise price | 2012-05-24 | |
| 2012-05-16 | Maylett Frank Daniel Officer (Executive VP of Sales) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +800 394,514 owned after | $2.87 exercise price | 2012-05-17 | |
| 2012-05-16 | McDonagh Mariann M. Officer (Chief Marketing Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,333 216,667 owned after | $3.09 exercise price | 2012-05-17 | |
| 2012-05-16 | McDonagh Mariann M. Officer (Chief Marketing Officer) | 4 | Employee Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 200,001 owned after | $3.34 exercise price | 2012-05-17 | |
| 2012-01-31 | Salem Bassam Officer (Chief Business Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 300,000 owned after | $5.00 exercise price | 2012-02-03 |