inContact, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-09: Reporting owner KOEPPE PAUL F; Form 4/A; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-09: Reporting owner KOEPPE PAUL F; Form 4/A; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-09: Reporting owner KOEPPE PAUL F; Form 4/A; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-09: Reporting owner KOEPPE PAUL F; Form 4/A; Security Warrant; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | KOEPPE PAUL F Director | 4/A | Warrant Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 119,500 owned after | $2.00 exercise price | 2011-01-04 | |
| 2010-11-09 | KOEPPE PAUL F Director | 4/A | Warrant Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 118,250 owned after | $2.00 exercise price | 2011-01-04 | |
| 2010-11-09 | KOEPPE PAUL F Director | 4/A | Warrant Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 117,000 owned after | $2.00 exercise price | 2011-01-04 | |
| 2010-11-09 | KOEPPE PAUL F Director | 4/A | Warrant Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 117,000 owned after | $2.00 exercise price | 2010-12-16 | |
| 2010-11-09 | KOEPPE PAUL F Director | 4/A | Warrant Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,250 115,750 owned after | $2.00 exercise price | 2010-12-16 | |
| 2010-11-09 | KOEPPE PAUL F Director | 4/A | Warrant Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,250 114,500 owned after | $2.00 exercise price | 2010-12-16 | |
| 2010-11-09 | KOEPPE PAUL F Director | 4 | Warrant Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 117,000 owned after | $2.00 exercise price | 2010-11-16 | |
| 2007-12-13 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 4 | Warrants Derivative · Indirect · See remarks | Holding | 62,000 owned after | $2.00 exercise price | 2007-12-13 | |
| 2007-12-11 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 4 | Warrants Derivative · Indirect · See remarks | Holding | 62,500 owned after | $2.00 exercise price | 2007-12-11 | |
| 2007-09-17 holding as of filing | DIKER MANAGEMENT LLC 10% Owner | 3 | Warrants Derivative · Indirect · See footnote 2 | Holding | $2.00 exercise price | 2007-09-17 |