inContact, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-12-13: Reporting owner Gosain Hemant; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-06-12: Reporting owner KOEPPE PAUL F; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-14: Reporting owner KOEPPE PAUL F; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-05-14: Reporting owner KOEPPE PAUL F; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-12-13 | Gosain Hemant Officer (Chief Product Officer) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 162,500 owned after | $5.25 exercise price | 2013-12-13 | |
| 2013-06-12 | KOEPPE PAUL F Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,649 0 owned after | $4.57 exercise price | 2013-06-13 | |
| 2013-05-14 | KOEPPE PAUL F Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,255 82,000 owned after | $2.65 exercise price | 2013-05-15 | |
| 2013-05-14 | KOEPPE PAUL F Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 57,000 owned after | $2.00 exercise price | 2013-05-15 | |
| 2012-09-21 | Ayers Gregory S Officer (Cheif Financial Officer) | 4 | ISO Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −60,000 315,000 owned after | $6.25 | 2012-09-24 | |
| 2011-06-24 | WELCH SCOTT Officer (Chief Operating Officer) | 4 | Employee Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 310,000 owned after | $2.00 exercise price | 2011-06-27 | |
| 2009-04-14 | MARATHON CAPITAL MANAGEMENT 10% Owner | 4 | inContact Inc. SAAS Non-derivative · Direct | S Open market or private sale of non-derivative or derivative security | −10,000 3,097,688 owned after | $2.34 | 2009-04-15 | |
| 2008-01-09 | WELCH SCOTT Officer (EVP & COO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 300,000 owned after | $4.20 exercise price | 2008-01-10 | |
| 2007-11-06 | BARNETT STEVE M Director | 4/A | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 150,000 owned after | $4.57 exercise price | 2007-11-08 | |
| 2007-06-06 | WELCH SCOTT Officer (EVP & COO) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 275,000 owned after | $2.42 exercise price | 2007-06-07 |