IDEANOMICS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows, 10 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-26: Reporting owner Tianjin Sun Seven Stars Culture Development Ltd | Sun Seven Stars Hong Kong Cultural Development Ltd | Shanghai Sun Seven Stars Cultural Development Ltd; Form 3; Security Warrant; Transaction Holding.
- 2016-02-25: Reporting owner WU BRUNO ZHENG | Beijing Sun Seven Stars Culture Development Ltd | Tianjin Sun Seven Stars Partnership Management Co., Ltd. | Yang Lan; Form 3/A; Security Warrant; Transaction Holding.
- 2015-12-31: Reporting owner Beijing Sun Seven Stars Culture Development Ltd | WU BRUNO ZHENG; Form 3; Security Warrant; Transaction Holding.
- 2010-10-20: Reporting owner MCMAHON SHANE; Form 4; Security Series A Warrants; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-26 holding as of filing | Tianjin Sun Seven Stars Culture Development Ltd | Sun Seven Stars Hong Kong Cultural Development Ltd | Shanghai Sun Seven Stars Cultural Development Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct | Holding | $2.75 exercise price | 2016-02-26 | ||
| 2016-02-25 holding as of filing | WU BRUNO ZHENG | Beijing Sun Seven Stars Culture Development Ltd | Tianjin Sun Seven Stars Partnership Management Co., Ltd. | Yang Lan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Warrant Derivative · Direct | Holding | $2.75 exercise price | 2016-02-25 | ||
| 2015-12-31 holding as of filing | Beijing Sun Seven Stars Culture Development Ltd | WU BRUNO ZHENG 10% Owner | 10% Owner | 3 | Warrant Derivative · Direct | Holding | $2.75 exercise price | 2015-12-31 | ||
| 2010-10-20 | MCMAHON SHANE Director, Officer (Chief Executive Officer), 10% Owner | 4 | Series A Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −240,000,000 0 owned after | $0.05 exercise price | 2010-10-25 | |
| 2010-10-20 | MCMAHON SHANE Director, Officer (Chief Executive Officer), 10% Owner | 4 | Warrants Derivative · Direct | J Other acquisition or disposition (describe transaction) | −10,000,000 0 owned after | $0.05 exercise price | 2010-10-25 | |
| 2010-08-12 holding as of filing | MCMAHON SHANE Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series A Warrants (right to buy) Derivative · Direct | Holding | $0.05 exercise price | 2010-08-12 | ||
| 2010-08-12 holding as of filing | MCMAHON SHANE Director, Officer (Chief Executive Officer), 10% Owner | 3 | Warrants (right to buy) Derivative · Direct | Holding | $0.05 exercise price | 2010-08-12 | ||
| 2008-01-28 holding as of filing | GROSSMAN JONAS Director | 3 | Warrants Derivative · Indirect · See Footnote | Holding | $0.50 exercise price | 2008-01-28 | ||
| 2008-01-28 holding as of filing | GROSSMAN JONAS Director | 3 | Class A Warrants Derivative · Indirect · See Footnote | Holding | $0.60 exercise price | 2008-01-28 | ||
| 2008-01-17 holding as of filing | ZALE DAVID Director | 3 | Common Stock Purchase Warrant Derivative · Direct | Holding | $2.00 exercise price | 2008-01-17 |