IDEANOMICS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows, 8 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-01-13: Reporting owner Poor Alfred; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2020-11-07: Reporting owner Poor Alfred; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2019-02-22: Reporting owner Poor Alfred; Form 4; Security Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2017-11-21: Reporting owner WU BRUNO ZHENG; Form 4; Security Stock Option; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Poor Alfred Director, Officer (Chief Executive Officer) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 750,000 owned after | $0.53 exercise price | 2021-01-13 | |
| 2020-11-07 | Poor Alfred Director, Officer (Chief Executive Officer) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,000 875,000 owned after | $0.53 exercise price | 2020-11-09 | |
| 2019-02-22 | Poor Alfred Director, Officer (CEO) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000,000 2,000,000 owned after | $1.98 exercise price | 2019-10-18 | |
| 2017-11-21 | WU BRUNO ZHENG Director, Officer (Chief Executive Officer), 10% Owner | 4 | Stock Option Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −1,000,000 0 owned after | $1.50 exercise price | 2017-11-24 | |
| 2013-07-17 | MCMAHON SHANE Director, Officer (Chairman (prin. exec. officer)), 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +166,666 739,999 owned after | $2.06 | 2013-07-19 | |
| 2008-06-16 | Cassano James S Director | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.45 exercise price | 2009-02-17 | |
| 2008-06-16 | ZALE DAVID Director | 5 | Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.45 exercise price | 2009-02-17 | |
| 2008-03-20 holding as of filing | Urbach Marc Oren Officer (President) | 3 | Options Derivative · Direct | Holding | $0.99 exercise price | 2008-03-20 |