IDEANOMICS, INC. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-02-26: Reporting owner Tianjin Sun Seven Stars Culture Development Ltd | Sun Seven Stars Hong Kong Cultural Development Ltd | Shanghai Sun Seven Stars Cultural Development Ltd; Form 3; Security Convertible Promissory Note; Transaction Holding.
- 2016-02-25: Reporting owner WU BRUNO ZHENG | Beijing Sun Seven Stars Culture Development Ltd | Tianjin Sun Seven Stars Partnership Management Co., Ltd. | Yang Lan; Form 3/A; Security Convertible Promissory Note; Transaction Holding.
- 2015-12-31: Reporting owner Beijing Sun Seven Stars Culture Development Ltd | WU BRUNO ZHENG; Form 3; Security Convertible Promissory Note; Transaction Holding.
- 2008-01-28: Reporting owner GROSSMAN JONAS; Form 3; Security Convertible Notes; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-02-26 holding as of filing | Tianjin Sun Seven Stars Culture Development Ltd | Sun Seven Stars Hong Kong Cultural Development Ltd | Shanghai Sun Seven Stars Cultural Development Ltd 10% Owner | 10% Owner | 10% Owner | 3 | Convertible Promissory Note Derivative · Direct | Holding | no price filed | 2016-02-26 | ||
| 2016-02-25 holding as of filing | WU BRUNO ZHENG | Beijing Sun Seven Stars Culture Development Ltd | Tianjin Sun Seven Stars Partnership Management Co., Ltd. | Yang Lan 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3/A | Convertible Promissory Note Derivative · Direct | Holding | no price filed | 2016-02-25 | ||
| 2015-12-31 holding as of filing | Beijing Sun Seven Stars Culture Development Ltd | WU BRUNO ZHENG 10% Owner | 10% Owner | 3 | Convertible Promissory Note Derivative · Direct | Holding | no price filed | 2015-12-31 | ||
| 2008-01-28 holding as of filing | GROSSMAN JONAS Director | 3 | Convertible Notes Derivative · Indirect · See Footnote | Holding | $0.75 exercise price | 2008-01-28 |