IDEANOMICS, INC. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows, 9 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-05-30: Reporting owner HE XUECHU; Form 3; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2014-05-20: Reporting owner C MEDIA Ltd; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-01-31: Reporting owner C MEDIA Ltd; Form 4; Security Series D 4% Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
- 2014-01-31: Reporting owner C MEDIA Ltd; Form 4; Security Series E Convertible Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-05-30 holding as of filing | HE XUECHU 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | $1.75 exercise price | 2014-05-30 | ||
| 2014-05-20 | C MEDIA Ltd 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,285,715 5,923,808 owned after | $1.75 | 2014-05-22 | |
| 2014-01-31 | C MEDIA Ltd 10% Owner | 4 | Series D 4% Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −2,285,714 0 owned after | $1.75 exercise price | 2014-02-04 | |
| 2014-01-31 | C MEDIA Ltd 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +8,209,523 8,209,523 owned after | $1.75 | 2014-02-04 | |
| 2014-01-31 | C MEDIA Ltd 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | +7,000,000 7,000,000 owned after | $0.00 | 2014-02-04 | |
| 2014-01-31 | MCMAHON SHANE Director, Officer (Chairman-princ. exec. officer), 10% Owner | 4 | Series E Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +933,333 933,333 owned after | no price filed | 2014-02-04 | |
| 2014-01-31 | MCMAHON SHANE Director, Officer (Chairman-princ. exec. officer), 10% Owner | 4 | Series A Preferred Stock Derivative · Direct | S Open market or private sale of non-derivative or derivative security | −7,000,000 0 owned after | no price filed | 2014-02-04 | |
| 2013-07-19 holding as of filing | C MEDIA Ltd 10% Owner | 3 | Series D 4% Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2013-07-19 | ||
| 2010-08-12 holding as of filing | MCMAHON SHANE Director, Officer (Chief Executive Officer), 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2010-08-12 |