iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2019. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2019-12-31: Reporting owner Wood Susan Alyson; Form 4/A; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-31: Reporting owner SASSINE ANDY; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-31: Reporting owner Wood Susan Alyson; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-12-31: Reporting owner Patel Rakesh; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2019-12-31 | Wood Susan Alyson Director | 4/A | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,790 5,790 owned after | $7.77 exercise price | 2020-01-03 | |
| 2019-12-31 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,577 5,577 owned after | $7.77 exercise price | 2020-01-03 | |
| 2019-12-31 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,790 5,790 owned after | $7.77 exercise price | 2020-01-03 | |
| 2019-12-31 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,003 6,003 owned after | $7.77 exercise price | 2020-01-03 | |
| 2019-09-30 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,221 5,221 owned after | $6.85 exercise price | 2019-10-02 | |
| 2019-09-30 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,984 4,984 owned after | $6.85 exercise price | 2019-10-02 | |
| 2019-09-30 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,458 5,458 owned after | $6.85 exercise price | 2019-10-02 | |
| 2019-06-28 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,512 5,512 owned after | $6.37 exercise price | 2019-07-02 | |
| 2019-06-28 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,512 5,512 owned after | $6.37 exercise price | 2019-07-02 | |
| 2019-06-28 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,261 5,261 owned after | $6.37 exercise price | 2019-07-02 | |
| 2019-05-02 | Areglado R. Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $5.50 exercise price | 2019-05-06 | |
| 2019-03-29 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,584 6,584 owned after | $5.17 exercise price | 2019-04-01 | |
| 2019-03-29 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,584 6,584 owned after | $5.17 exercise price | 2019-04-01 | |
| 2019-03-29 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,284 6,284 owned after | $5.17 exercise price | 2019-04-01 | |
| 2019-03-25 | Stevens Stacey M Officer (EVP, Chief Strategy & Commerci) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.38 exercise price | 2019-03-27 | |
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $5.75 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $3.15 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.90 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $2.27 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $6.68 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $9.00 exercise price | 2019-01-17 | ||
| 2019-01-17 holding as of filing | Go Jonathan Officer (Chief Technology Officer) | 3 | Stock Options Derivative · Direct | Holding | $4.37 exercise price | 2019-01-17 | ||
| 2019-01-15 | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 0 owned after | $4.37 exercise price | 2019-01-17 | |
| 2019-01-15 | Go Jonathan Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 0 owned after | $4.37 exercise price | 2019-01-17 | |
| 2019-01-14 holding as of filing | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 3 | Stock Options Derivative · Direct | Holding | $6.87 exercise price | 2019-01-14 | ||
| 2019-01-14 holding as of filing | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 3 | Stock Options Derivative · Direct | Holding | $2.85 exercise price | 2019-01-14 | ||
| 2019-01-14 holding as of filing | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 3 | Stock Options Derivative · Direct | Holding | $6.00 exercise price | 2019-01-14 | ||
| 2019-01-14 holding as of filing | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 3 | Stock Options Derivative · Direct | Holding | $2.24 exercise price | 2019-01-14 | ||
| 2019-01-14 holding as of filing | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 3 | Stock Options Derivative · Direct | Holding | $10.46 exercise price | 2019-01-14 | ||
| 2019-01-14 holding as of filing | Areglado R. Scott Officer (Interim Chief FinancialOfficer) | 3 | Stock Options Derivative · Direct | Holding | $5.52 exercise price | 2019-01-14 | ||
| 2019-01-01 | SASSINE ANDY Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.70 exercise price | 2019-01-02 | |
| 2019-01-01 | Brem Rachel Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $3.70 exercise price | 2019-01-02 |