iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 39 rows in 2020. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-12-31: Reporting owner DALTON NATHANIEL; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-31: Reporting owner Wood Susan Alyson; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-31: Reporting owner SASSINE ANDY; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2020-12-31: Reporting owner Patel Rakesh; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | DALTON NATHANIEL Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,050 3,050 owned after | $13.20 exercise price | 2021-01-05 | |
| 2020-12-31 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,590 2,590 owned after | $13.20 exercise price | 2021-01-05 | |
| 2020-12-31 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,672 2,672 owned after | $13.20 exercise price | 2021-01-05 | |
| 2020-12-31 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,304 2,304 owned after | $13.20 exercise price | 2021-01-05 | |
| 2020-12-08 | Areglado R. Scott Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $6.00 exercise price | 2020-12-10 | |
| 2020-12-04 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,567 0 owned after | $6.68 exercise price | 2020-12-07 | |
| 2020-12-04 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $6.68 exercise price | 2020-12-07 | |
| 2020-12-04 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,431 0 owned after | $6.68 exercise price | 2020-12-07 | |
| 2020-12-03 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 0 owned after | $6.68 exercise price | 2020-12-07 | |
| 2020-10-08 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,873 0 owned after | $2.27 exercise price | 2020-10-09 | |
| 2020-09-30 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,879 3,879 owned after | $8.81 exercise price | 2020-10-01 | |
| 2020-09-30 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,452 3,452 owned after | $8.81 exercise price | 2020-10-01 | |
| 2020-09-30 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,002 4,002 owned after | $8.81 exercise price | 2020-10-01 | |
| 2020-09-30 | DALTON NATHANIEL Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,696 3,696 owned after | $8.81 exercise price | 2020-10-01 | |
| 2020-09-01 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,127 0 owned after | $2.27 exercise price | 2020-09-02 | |
| 2020-08-05 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $2.90 exercise price | 2020-08-07 | |
| 2020-07-15 | Stevens Stacey M Officer (President) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $5.10 exercise price | 2020-07-16 | |
| 2020-06-30 | DALTON NATHANIEL Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,271 3,271 owned after | $9.99 exercise price | 2020-07-01 | |
| 2020-06-30 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,434 3,434 owned after | $9.99 exercise price | 2020-07-01 | |
| 2020-06-30 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,542 3,542 owned after | $9.99 exercise price | 2020-07-01 | |
| 2020-06-30 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,055 3,055 owned after | $9.99 exercise price | 2020-07-01 | |
| 2020-05-07 | Stevens Stacey M Officer (President) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,176 23,176 owned after | $12.84 exercise price | 2020-05-11 | |
| 2020-05-07 | Areglado R. Scott Officer (Chief Financial Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,394 13,394 owned after | $12.84 exercise price | 2020-05-11 | |
| 2020-05-07 | Go Jonathan Officer (Chief Technology Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,134 19,134 owned after | $12.84 exercise price | 2020-05-11 | |
| 2020-05-07 | Klein Michael S Director, Officer (Chief Executive Officer) | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,890 31,890 owned after | $12.84 exercise price | 2020-05-11 | |
| 2020-04-17 | Klein Michael S Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,125 20,125 owned after | $8.96 exercise price | 2020-04-21 | |
| 2020-04-01 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,448 5,448 owned after | $6.63 exercise price | 2020-04-02 | |
| 2020-04-01 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,656 5,656 owned after | $6.63 exercise price | 2020-04-02 | |
| 2020-04-01 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,864 5,864 owned after | $6.63 exercise price | 2020-04-02 | |
| 2020-04-01 | DALTON NATHANIEL Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,623 2,623 owned after | $6.63 exercise price | 2020-04-02 | |
| 2020-01-15 holding as of filing | Klein Michael S Director, Officer (Chief Financial Officer) | 3/A | Employee Stock Option (right to buy) Derivative · Direct | Holding | no price filed | 2020-01-15 | ||
| 2020-01-15 holding as of filing | Klein Michael S Director, Officer (Chief Executive Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | no price filed | 2020-01-15 | ||
| 2020-01-14 holding as of filing | DALTON NATHANIEL Director | 3 | Stock Option Derivative · Direct · (m) | Holding | $6.54 exercise price | 2020-01-14 | ||
| 2020-01-13 | Klein Michael S Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $8.77 exercise price | 2020-01-15 | |
| 2020-01-12 | DALTON NATHANIEL Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $9.02 exercise price | 2020-01-14 | |
| 2020-01-01 | Wood Susan Alyson Director | 4/A | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.77 exercise price | 2020-01-03 | |
| 2020-01-01 | SASSINE ANDY Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.77 exercise price | 2020-01-03 | |
| 2020-01-01 | Wood Susan Alyson Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.77 exercise price | 2020-01-03 | |
| 2020-01-01 | Patel Rakesh Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $7.77 exercise price | 2020-01-03 |