iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-10-12: Reporting owner Ecock Anthony F; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-10: Reporting owner RAPPAPORT STEVEN N; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-10-03: Reporting owner Brem Rachel; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-09-29: Reporting owner SUSSMAN ELLIOT J MD MBA; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-10-12 | Ecock Anthony F Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $3.10 exercise price | 2016-10-14 | |
| 2016-10-10 | RAPPAPORT STEVEN N Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $3.10 exercise price | 2016-10-12 | |
| 2016-10-03 | Brem Rachel Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $3.10 exercise price | 2016-10-04 | |
| 2016-09-29 | SUSSMAN ELLIOT J MD MBA Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $3.10 exercise price | 2016-09-30 | |
| 2016-09-29 | SUSSMAN ELLIOT J MD MBA Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 0 owned after | $3.75 exercise price | 2016-09-30 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $2.25 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $3.10 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $3.75 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $2.80 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $2.00 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,500 0 owned after | $2.15 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $2.00 exercise price | 2016-09-23 | |
| 2016-09-22 | HOWARD DR LAWRENCE Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $2.00 exercise price | 2016-09-23 | |
| 2016-09-16 holding as of filing | Areglado R. Scott Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $6.87 exercise price | 2016-09-16 | ||
| 2016-09-16 holding as of filing | Areglado R. Scott Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $2.85 exercise price | 2016-09-16 | ||
| 2016-09-16 holding as of filing | Areglado R. Scott Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $6.00 exercise price | 2016-09-16 | ||
| 2016-09-16 holding as of filing | Areglado R. Scott Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $2.24 exercise price | 2016-09-16 | ||
| 2016-09-16 holding as of filing | Areglado R. Scott Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $10.46 exercise price | 2016-09-16 | ||
| 2016-09-16 holding as of filing | Areglado R. Scott Officer (See Remarks) | 3 | Stock Options Derivative · Direct | Holding | $5.52 exercise price | 2016-09-16 | ||
| 2016-07-15 | SUSSMAN ELLIOT J MD MBA Director | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $5.00 exercise price | 2016-07-19 |