iCAD INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 24 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-08: Reporting owner RAPPAPORT STEVEN N; Form 4; Security Director Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner Sklaroff Herschell; Form 4; Security Director Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner HOWARD ROBERT; Form 4; Security Director Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-11-14: Reporting owner SUSSMAN ELLIOT J MD MBA; Form 4; Security Director Stock Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-08 | RAPPAPORT STEVEN N Director | 4 | Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.18 exercise price | 2006-12-12 | |
| 2006-11-14 | Sklaroff Herschell Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.82 exercise price | 2006-11-21 | |
| 2006-11-14 | HOWARD ROBERT Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.82 exercise price | 2006-11-21 | |
| 2006-11-14 | SUSSMAN ELLIOT J MD MBA Director | 4 | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.82 exercise price | 2006-11-21 | |
| 2006-11-14 | FARLEY GEORGE P Director | 4/A | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.82 exercise price | 2006-11-21 | |
| 2006-11-14 | Brem Rachel Director | 4/A | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.82 exercise price | 2006-11-21 | |
| 2006-11-14 | HARLAN JAMES Director | 4/A | Director Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.82 exercise price | 2006-11-21 | |
| 2006-11-14 | HOWARD DR LAWRENCE Director | 4 | Director Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.82 exercise price | 2006-11-16 | |
| 2006-11-14 | HOWARD ROBERT Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +10,000 0 owned after | $1.72 exercise price | 2006-11-16 | |
| 2006-11-14 | HARLAN JAMES Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.82 exercise price | 2006-11-16 | |
| 2006-11-14 | FARLEY GEORGE P Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.82 exercise price | 2006-11-16 | |
| 2006-11-14 | Brem Rachel Director | 4 | Director Stock Options (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.82 exercise price | 2006-11-16 | |
| 2006-11-03 | Go Jonathan Officer (Sr. VP Research & Development) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.27 exercise price | 2006-11-09 | |
| 2006-10-23 | PARR W SCOTT Director | 4 | Employee/Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.07 exercise price | 2006-10-24 | |
| 2006-10-23 | PARR W SCOTT Director | 4 | Employee/Director Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.07 exercise price | 2006-10-24 | |
| 2006-10-23 | FARLEY GEORGE P Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $2.07 exercise price | 2006-10-24 | |
| 2006-10-20 | PARR W SCOTT Director | 4 | Employee/Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $2.69 exercise price | 2006-10-24 | |
| 2006-10-20 | PARR W SCOTT Director | 4 | Employee/Director Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 0 owned after | $3.92 exercise price | 2006-10-24 | |
| 2006-10-20 | FARLEY GEORGE P Director | 4 | Directors Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −45,000 0 owned after | $3.35 exercise price | 2006-10-24 | |
| 2006-09-13 holding as of filing | DEPTULA-HICKS DARLENE M Officer (Executive VP of Finance, CFO) | 3 | Employee Stock Options (right to buy) Derivative · Direct | Holding | $1.80 exercise price | 2006-09-13 | ||
| 2006-06-26 | HEROUX ANNETTE Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $1.54 exercise price | 2006-06-28 | |
| 2006-06-01 holding as of filing | Stevens Stacey M Officer (VP of Marketing & Strategy) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.98 exercise price | 2006-06-01 | ||
| 2006-05-16 holding as of filing | Barnes Jeffrey H Officer (Senior VP of Sales) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.59 exercise price | 2006-05-16 | ||
| 2006-05-16 holding as of filing | Ferry Kenneth M Director, Officer (President, CEO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.59 exercise price | 2006-05-16 |