HUMAN GENOME SCIENCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 122 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-23: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-23: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-07-23: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-05-17: Reporting owner YOUNG ROBERT C; Form 4; Security Non-Employee Director Stock Option - Right to Buy; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-23 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −21,874 119,473 owned after | $0.52 exercise price | 2012-07-24 | |
| 2012-07-23 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,998 87,002 owned after | $10.89 exercise price | 2012-07-24 | |
| 2012-07-23 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,077 91,923 owned after | $12.38 exercise price | 2012-07-24 | |
| 2012-05-17 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | Norden Gregory Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | MORROW GEORGE J Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | LAWLOR AUGUSTINE Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | LAMATTINA JOHN L Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | KARABELAS ARGERIS N Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | HA NGOC TUAN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | GOWEN MAXINE Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | GODDARD COLIN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | Baxter Allan Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-05-17 | DANZIG RICHARD J Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $14.23 exercise price | 2012-05-21 | |
| 2012-03-10 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $8.23 exercise price | 2012-03-13 | |
| 2012-03-10 | Watkins Thomas Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +360,000 360,000 owned after | $8.23 exercise price | 2012-03-12 | |
| 2012-03-10 | STUMP DAVID C Officer (Exec. Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $8.23 exercise price | 2012-03-12 | |
| 2012-03-10 | SOUTHWELL DAVID P Officer (David Southwell) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $8.23 exercise price | 2012-03-12 | |
| 2012-03-10 | Parker Craig C Officer (Sr VP Strategy and Corporate D) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +54,000 54,000 owned after | $8.23 exercise price | 2012-03-12 | |
| 2012-03-10 | Labinger Barry Officer (Exec VP & CCO) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $8.23 exercise price | 2012-03-12 | |
| 2012-03-10 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $8.23 exercise price | 2012-03-12 | |
| 2012-03-10 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +108,000 108,000 owned after | $8.23 exercise price | 2012-03-12 |