HUMAN GENOME SCIENCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 32 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-21: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-13: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-11: Reporting owner YOUNG ROBERT C; Form 4; Security Non-Employee Director Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-07: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-21 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 264,500 owned after | $6.84 exercise price | 2006-12-22 | |
| 2006-12-13 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 292,000 owned after | $6.84 exercise price | 2006-12-14 | |
| 2006-12-11 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 22,000 owned after | $8.68 exercise price | 2006-12-13 | |
| 2006-12-07 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 297,000 owned after | $6.84 exercise price | 2006-12-11 | |
| 2006-11-16 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 324,500 owned after | $6.84 exercise price | 2006-11-17 | |
| 2006-11-15 | MCKAY SUSAN D BATESON Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,852 0 owned after | $6.84 exercise price | 2006-11-17 | |
| 2006-11-15 | MCKAY SUSAN D BATESON Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.84 exercise price | 2006-11-17 | |
| 2006-11-10 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 352,000 owned after | $6.84 exercise price | 2006-11-14 | |
| 2006-11-02 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 382,000 owned after | $6.84 exercise price | 2006-11-03 | |
| 2006-10-19 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 409,500 owned after | $12.36 | 2006-10-20 | |
| 2006-10-18 | STARR KEVIN P Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $12.45 exercise price | 2006-10-20 | |
| 2006-07-10 | Labinger Barry Officer (Exec VP & CCO) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $10.11 exercise price | 2006-07-12 | |
| 2006-07-10 | BARABE TIMOTHY C Officer (Chief Financial Officer) | 4 | Employee Stock Option-Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260,000 260,000 owned after | $10.11 exercise price | 2006-07-12 | |
| 2006-07-09 | Esenstad Alan Officer (Principal Accounting Officer) | 4 | Employee stock option- right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $10.24 exercise price | 2007-01-30 | |
| 2006-05-19 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 23,000 owned after | $8.68 exercise price | 2006-05-22 | |
| 2006-04-27 | LAWLOR AUGUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-05-01 | |
| 2006-04-27 | YOUNG WILLIAM D Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-04-27 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-04-27 | LINK MAX Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-04-27 | KARABELAS ARGERIS N Director, Officer (Chairman) | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-04-27 | HA NGOC TUAN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-04-27 | DREWS JURGEN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-04-27 | DANZIG RICHARD J Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $11.33 exercise price | 2006-04-28 | |
| 2006-03-14 | Watkins Thomas Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-03-14 | STUMP DAVID C Officer (Exec. Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-03-14 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-03-14 | Labinger Barry Officer (Exec VP, CCO & CFO) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-03-14 | Esenstad Alan Officer (Principal Accounting Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-03-14 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-03-14 | MCKAY SUSAN D BATESON Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.89 exercise price | 2006-03-16 | |
| 2006-01-11 | MCKAY SUSAN D BATESON Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 5,852 owned after | $6.84 exercise price | 2006-01-12 | |
| 2006-01-05 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 24,000 owned after | $8.68 exercise price | 2006-01-06 |