HUMAN GENOME SCIENCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-11-30: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-29: Reporting owner MCKAY SUSAN D BATESON; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-16: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-11-02: Reporting owner DAVIS JAMES H; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-11-30 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $6.84 exercise price | 2007-12-03 | |
| 2007-11-29 | MCKAY SUSAN D BATESON Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,000 0 owned after | $6.84 exercise price | 2007-12-03 | |
| 2007-11-16 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 10,000 owned after | $6.84 exercise price | 2007-11-19 | |
| 2007-11-02 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 24,000 owned after | $6.84 exercise price | 2007-11-05 | |
| 2007-10-19 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 38,000 owned after | $6.84 exercise price | 2007-10-22 | |
| 2007-10-05 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 52,000 owned after | $6.84 exercise price | 2007-10-09 | |
| 2007-09-21 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,000 66,000 owned after | $6.84 exercise price | 2007-09-24 | |
| 2007-05-03 | LAWLOR AUGUSTINE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | STARR KEVIN P Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | LINK MAX Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | KARABELAS ARGERIS N Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | HA NGOC TUAN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | DREWS JURGEN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-05-03 | DANZIG RICHARD J Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $10.70 exercise price | 2007-05-07 | |
| 2007-04-19 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,460 0 owned after | $6.84 exercise price | 2007-04-20 | |
| 2007-04-12 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 9,460 owned after | $6.84 exercise price | 2007-04-13 | |
| 2007-04-05 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 36,960 owned after | $6.84 exercise price | 2007-04-05 | |
| 2007-03-19 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,040 64,460 owned after | $6.84 exercise price | 2007-03-21 | |
| 2007-03-15 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 84,500 owned after | $6.84 exercise price | 2007-03-16 | |
| 2007-03-10 | Watkins Thomas Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-10 | STUMP DAVID C Officer (Exec. Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-10 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-10 | Labinger Barry Officer (Exec VP & CCO) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-10 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +130,000 130,000 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-10 | MCKAY SUSAN D BATESON Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,500 52,500 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-10 | BARABE TIMOTHY C Officer (Chief Financial Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $10.62 exercise price | 2007-03-13 | |
| 2007-03-01 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 112,000 owned after | $6.84 exercise price | 2007-03-02 | |
| 2007-02-15 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 139,500 owned after | $6.84 exercise price | 2007-02-16 | |
| 2007-02-01 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 167,000 owned after | $6.84 exercise price | 2007-02-02 | |
| 2007-01-24 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 194,500 owned after | $6.84 exercise price | 2007-01-25 | |
| 2007-01-18 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 209,500 owned after | $6.84 exercise price | 2007-01-19 | |
| 2007-01-04 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −27,500 237,000 owned after | $6.84 exercise price | 2007-01-05 |