HUMAN GENOME SCIENCES INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 37 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-21: Reporting owner Bateson Susan D.; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-21: Reporting owner Bateson Susan D.; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-21: Reporting owner Bateson Susan D.; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-12-21: Reporting owner Bateson Susan D.; Form 4; Security Employee Stock Option - Right to Buy; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-21 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 69,104 owned after | $4.92 exercise price | 2009-12-22 | |
| 2009-12-21 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,015 108,982 owned after | $0.52 exercise price | 2009-12-22 | |
| 2009-12-21 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,042 105,940 owned after | $0.52 exercise price | 2009-12-22 | |
| 2009-12-21 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,543 102,397 owned after | $0.52 exercise price | 2009-12-22 | |
| 2009-12-21 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,100 98,297 owned after | $0.52 exercise price | 2009-12-22 | |
| 2009-12-21 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,300 91,997 owned after | $0.52 exercise price | 2009-12-22 | |
| 2009-12-16 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,700 0 owned after | $9.35 exercise price | 2009-12-17 | |
| 2009-12-16 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,077 76,923 owned after | $12.38 exercise price | 2009-12-17 | |
| 2009-12-16 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,866 75,154 owned after | $12.56 exercise price | 2009-12-17 | |
| 2009-12-16 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,985 14,720 owned after | $10.89 exercise price | 2009-12-17 | |
| 2009-12-16 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3 71,104 owned after | $4.92 exercise price | 2009-12-17 | |
| 2009-12-16 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3 109,997 owned after | $0.52 exercise price | 2009-12-17 | |
| 2009-11-30 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,923 38,077 owned after | $9.78 exercise price | 2009-12-01 | |
| 2009-11-30 | Labinger Barry Officer (Exec VP & CCO) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,996 125,004 owned after | $0.52 exercise price | 2009-12-01 | |
| 2009-11-20 | BARABE TIMOTHY C Officer (Chief Financial Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,673 230,327 owned after | $10.11 exercise price | 2009-11-20 | |
| 2009-11-02 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −79,300 10,700 owned after | $9.35 exercise price | 2009-11-03 | |
| 2009-11-02 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,295 21,705 owned after | $10.89 exercise price | 2009-11-03 | |
| 2009-11-02 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,668 20,832 owned after | $10.62 exercise price | 2009-11-03 | |
| 2009-10-19 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,893 71,107 owned after | $4.92 exercise price | 2009-10-20 | |
| 2009-08-06 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −44,926 15,074 owned after | $9.01 | 2009-08-10 | |
| 2009-08-06 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,608 73,392 owned after | $4.92 | 2009-08-10 | |
| 2009-05-07 | YOUNG ROBERT C Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | LAWLOR AUGUSTINE Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | LAMATTINA JOHN L Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | KARABELAS ARGERIS N Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | HA NGOC TUAN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | GOWEN MAXINE Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | DREWS JURGEN Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | DANZIG RICHARD J Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-05-07 | SOUTHWELL DAVID P Director | 4 | Non-Employee Director Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $2.09 exercise price | 2009-05-08 | |
| 2009-03-10 | Simpson Curran Officer (Sr. VP, Operations) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $0.52 exercise price | 2009-03-12 | |
| 2009-03-10 | Labinger Barry Officer (Exec VP & CCO) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.52 exercise price | 2009-03-12 | |
| 2009-03-10 | DAVIS JAMES H Officer (Exec. VP, Gen Counsel & Sec.) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.52 exercise price | 2009-03-12 | |
| 2009-03-10 | Bateson Susan D. Officer (Senior Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $0.52 exercise price | 2009-03-12 | |
| 2009-03-10 | STUMP DAVID C Officer (Exec. Vice President) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.52 exercise price | 2009-03-12 | |
| 2009-03-10 | BARABE TIMOTHY C Officer (Chief Financial Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +110,000 110,000 owned after | $0.52 exercise price | 2009-03-12 | |
| 2009-03-10 | Watkins Thomas Director, Officer (Chief Executive Officer) | 4 | Employee Stock Option - Right to Buy Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500,000 500,000 owned after | $0.52 exercise price | 2009-03-12 |