HOOPER HOLMES INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2018-12-20: Form 8-K; Period of report 2018-12-20; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events; Details 8.01.
- 2018-11-23: Form 8-K; Period of report 2018-11-20; Description 2.02 Results of Operations and Financial Condition; 8.01 Other Events; Details 8.01.
- 2018-10-26: Form 8-K; Period of report 2018-10-26; Description 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 5.02.
- 2018-10-16: Form 8-K; Period of report 2018-10-16; Description 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events; Details 2.01.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2018-12-20 | 8-K | 2018-12-20 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 8.01 On December 17, 2018, the Company filed its monthly operating report for the period beginning November 1, 2018 and ending November 30, 2018 (the “Monthly Operating Report”) with the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”). | novmor.htm |
| 2018-11-23 | 8-K | 2018-11-20 | 2.02 Results of Operations and Financial Condition; 8.01 Other Events | 8.01 On November 20, 2018, the Company filed its monthly operating report for the period beginning October 1, 2018 and ending October 31, 2018 (the “Monthly Operating Report”) with the United States Bankruptcy Court for the Southern District of New York. | octmor.htm |
| 2018-10-26 | 8-K | 2018-10-26 | 2.02 Results of Operations and Financial Condition; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 5.02 As previously reported, Kevin Johnson resigned as the Chief Financial Officer of Hooper Holmes, Inc. (the “Company”) effective October 25, 2018. 8.01 As previously disclosed, on August 27, 2018, Hooper Holmes, Inc. (the “Company”) filed a voluntary petition (the “Bankruptcy Filing”) for relief under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”). | septmor.htm |
| 2018-10-16 | 8-K | 2018-10-16 | 2.01 Completion of Acquisition or Disposition of Assets; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 2.01 On October 10, 2018, Hooper Holmes, Inc. (the “Company”) and each of its subsidiaries (collectively, “Sellers”) completed the disposition of substantially all of their assets (the “Transaction”) to Summit Health, Inc. (“Buyer”), a subsidiary of Quest Diagnostics Incorporated, pursuant to an Amended and Restated Asset Purchase Agreement dated as of September 25, 2018 (the “Purchase Agreement”). 5.02 On October 10, 2018, Kevin Johnson tendered his resignation, effective October 25, 2018, as the Company’s Chief Financial Officer. 8.01 On October 10, 2018, the Company and Buyer issued a press release announcing the closing of the Transaction. | assetsalejohnsondeparture.htm |
| 2018-10-03 | 8-K | 2018-10-03 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 On September 27, 2018, the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”) issued an order (the “DIP Order”) granting final approval to the Company’s proposed super-priority secured debtor-in-possession term credit facility (the “DIP Term Facility”) by and among the Company and each of its subsidiaries (collectively, the “Debtors”) and SWK, and the Company’s proposed super-priority secured debtor-in-possession revolving credit facility (the “DIP Revolving Facility”) by and among the Debtors and CNH Finance Fund I, L.P. (“CNH”). 2.03 See Item 1.01 for a description of the terms of the DIP Facility. 8.01 Information about the Company’s bankruptcy case, including a copy of the DIP Order, is available in the online Bankruptcy Court docket at https://dm.epiq11.com/#/case/PRH/info. | finaldipfacility.htm |
| 2018-08-28 | 8-K | 2018-08-27 | 1.01 Entry into a Material Definitive Agreement; 1.03 Bankruptcy or Receivership; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 1.03 On August 27, 2018, Hooper Holmes, Inc. (the “Company”) filed a voluntary petition (the “Bankruptcy Filing”) for relief under Chapter 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”). 2.03 See Item 1.01 for a description of the terms of the DIP Facility. 5.02 On August 26, 2018, Frank Bazos, Jim Foreman, and Tom Watford resigned as directors of the Company, and the Board took action pursuant to the Company’s Amended and Restated Bylaws to reduce the size of the Board to three directors. 8.01 On August 27, 2018, the Company issued a press release announcing the Bankruptcy Filing. | bkfiling.htm |
| 2018-08-22 | 8-K | 2018-08-21 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 See Item 1.01 for a description of the terms of the Seventh Amendment Term Loan. | hphw_8-kswkamend7.htm |
| 2018-06-25 | 8-K | 2018-06-25 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Officers; Compensatory Arrangements of Certain Officers. | keip.htm |
| 2018-06-04 | 8-K | 2018-06-04 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 See Item 1.01 for a description of the terms of the Fifth Amendment Term Loan. | swk5thamend.htm |
| 2018-05-14 | 8-K | 2018-05-11 | 1.01 Entry into a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant | 1.01 Entry into a Material Definitive Agreement. 2.03 See Item 1.01 for a description of the terms of the May 2018 Term Loan. | hphw_8-kswkamend4.htm |
| 2018-05-03 | 8-K | 2018-05-03 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Officers; Compensatory Arrangements of Certain Officers. | hhform8-kduboisresignation.htm |
| 2018-03-30 | 8-K | 2018-03-30 | 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 4.02 On March 26, 2018, the Audit Committee of the Board of Directors (the “Audit Committee”) of Hooper Holmes, Inc. (the “Company”) concluded that restatement of the Company’s unaudited interim financial statements included in (a) the Form 10-Q for the quarter ended June 30, 2017, originally filed by the Company with the Securities and Exchange Commission on August 14, 2017, and (b) the Form 10-Q for the quarter ended September 30, 2017, originally filed by the Company with the Securities and Exchange Commission on November 14, 2017, was required to correct an error in the Company’s accounting. 5.02 On March 26, 2018, the Company appointed James Fleet to act as the Chief Restructuring Officer (“CRO”) of the Company pursuant to an engagement letter with PMCM, LLC (“PMCM”). | hhform8-krecroagreementand.htm |
| 2018-02-07 | 8-K | 2018-02-07 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | form8-k_swkx3rdamendment.htm |
| 2018-01-29 | 8-K | 2018-01-29 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation included as an exhibit to this Current Report on Form 8-K will be used at investor meetings beginning on January 29, 2018. | hhform8-krenoblepresentati.htm |