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HOOPER HOLMES INC Form 8-K: Current report, 2017

HOOPER HOLMES INC Form 8-K: Current report

Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.

  • 2017-12-21: Form 8-K/A; Period of report 2017-12-20; Description 9.01 Financial Statements and Exhibits; Details 9.01.
  • 2017-12-06: Form 8-K; Period of report 2017-12-06; Description 7.01 Regulation FD Disclosure; Details 7.01.
  • 2017-11-21: Form 8-K; Period of report 2017-11-21; Description 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; Details 5.02.
  • 2017-11-09: Form 8-K; Period of report 2017-11-09; Description 2.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure; Details 2.02.
FiledFormPeriod of reportDescriptionDetailsDocument
2017-12-218-K/A2017-12-209.01 Financial Statements and Exhibits9.01 The unaudited condensed financial statements of Provant as of March 31, 2017 and December 31, 2016, and for the three months ended March 31, 2017 and 2016, are filed as Exhibit 99.1 to this current report on Form 8-K/A and are incorporated herein by reference.hhform8ks1updatedprovfinan.htm
2017-12-068-K2017-12-067.01 Regulation FD Disclosure7.01 The slide presentation included as an exhibit to this Form 8-K Current Report will be used at investor meetings beginning on December 5, 2017.hhform8-kreldmicropresenta.htm
2017-11-218-K2017-11-215.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Officers; Compensatory Arrangements of Certain Officers.hhform8-kjohnsonappointmen.htm
2017-11-098-K2017-11-092.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On November 9, 2017, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter ended September 30, 2017.
7.01 The disclosure set forth above in Item 2.02 of this Current Report is hereby incorporated by reference into this Item 7.01.
hh8-kreq32017earningsrelea.htm
2017-09-228-K2017-09-225.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers5.02 Officers; Compensatory Arrangements of Certain Officers.hhform8-kbalthazoramendmen.htm
2017-09-018-K2017-09-011.01 Entry into a Material Definitive Agreement1.01 Entry into a Material Definitive Agreement.hhform8-klpcagreements2.htm
2017-08-148-K2017-08-142.02 Results of Operations and Financial Condition; 5.07 Submission of Matters to a Vote of Security Holders; 7.01 Regulation FD Disclosure2.02 In working with our auditors on the unaudited financial statements to be included in our quarterly report on Form 10-Q in the days following the issuance of our earning release on August 10, 2017, we made certain revisions related to accounting for the Provant merger.
5.07 On August 10, 2017, Hooper Holmes, Inc. (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”).
7.01 The disclosure set forth above in Item 2.02 of this Current Report is hereby incorporated by reference into this Item 7.01.
hhform8-kreearningsrelprox.htm
2017-08-108-K2017-08-102.02 Results of Operations and Financial Condition; 7.01 Regulation FD Disclosure2.02 On August 10, 2017, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter ended June 30, 2017.
7.01 The disclosure set forth above in Item 2.02 of this Current Report is hereby incorporated by reference into this Item 7.01.
hh8-kreq22017earningsrelea.htm
2017-05-318-K2017-05-311.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities1.01 Entry into a Material Definitive Agreement.
3.02 The disclosures regarding the issuance of shares of Common Stock and Common Stock Purchase Warrants to the Purchasers set forth above in Item 1.01 of this Current Report are hereby incorporated by reference into this Item 3.02.
hhform8-krerjspav2.htm
2017-05-128-K2017-05-121.01 Entry into a Material Definitive Agreement; 2.01 Completion of Acquisition or Disposition of Assets; 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers; 7.01 Regulation FD Disclosure; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
2.01 As disclosed in a Current Report on Form 8-K filed on March 8, 2017, the Company, Piper Merger Corp., a New York corporation and a wholly-owned subsidiary of the Company (“Merger Sub”), Provant Health Solutions, LLC, a Rhode Island limited liability company (“Provant”) and Wellness Holdings, LLC, a Delaware limited liability company entered into an Agreement and Plan of Merger dated March 7, 2017, as amended by the Waiver and Consent dated as of April 19, 2017 (as amended, the “Merger Agreement”).
2.02 On May 12, 2017, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter ended March 31, 2017.
3.02 The disclosure set forth above under the headings “SWK Amended and Restated Closing Date Warrant”, “Century Guarantee” and “Securities Purchase Agreement and Common Stock Purchase Warrant” in Item 1.01 of this Current Report is hereby incorporated by reference into this Item 3.02.
5.02 Mark Clermont, age 50, Provant’s President, will serve as President and Chief Operating Officer of the Company.
7.01 The Company hosted a conference call to discuss the closing of the Merger on May 12, 2017.
8.01 On May 12, 2017, the Company issued a press release announcing the closing of the Merger and the transactions related thereto.
hhform8-kreclosingofmerger.htm
2017-04-208-K2017-04-201.01 Entry into a Material Definitive Agreement; 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing1.01 Entry into a Material Definitive Agreement.
3.01 On April 20, 2017, the Company provided notice to NYSE MKT LLC (“NYSE MKT”) that the Company intends to voluntarily delist its common stock from the NYSE MKT and intends to transfer to the OTCQX Marketplace (“OTCQX”).
form8-kamendmentofmergerag.htm
2017-03-228-K2017-03-228.01 Other Events8.01 On March 22, 2017, Hooper Holmes, Inc. (the “Company”) made the first of a series of planned road show presentations to investors to discuss the Company’s business and the proposed merger of a subsidiary of the Company with Provant Health Solutions LLC (“Provant”).hh3_22x17form8-kx425prospe.htm
2017-03-208-K2017-03-208.01 Other Events8.01 On March 20, 2017, the Company issued a press release discussing its recent Form 10-K and S-4 filings, the inclusion of a going concern clarifying statement in its audited financial statements for the year ended December 31, 2016, and the proposed merger of a subsidiary of the Company with Provant Health Solutions LLC (“Provant”).hhform8-k425prospectus.htm
2017-03-088-K2017-03-081.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure; 8.01 Other Events1.01 Entry into a Material Definitive Agreement.
3.02 The disclosure set forth above under the heading “2017 Private Offering” in Item 1.01 is hereby incorporated by reference into this Item 3.02.
7.01 The Company hosted a conference call to discuss the Merger on March 8, 2017.
8.01 On March 8, 2017, the Company issued a press release announcing the Merger.
hhform8-kremergerand2017pr.htm