HOOPER HOLMES INC Form 8-K: Current report
Filings on SEC EDGAR, newest first; amendments sit with their base form. Values are as filed.
- 2016-12-06: Form 8-K; Period of report 2016-12-06; Description 7.01 Regulation FD Disclosure; Details 7.01.
- 2016-11-18: Form 8-K; Period of report 2016-11-15; Description 1.01 Entry into a Material Definitive Agreement; Details 1.01.
- 2016-11-10: Form 8-K; Period of report 2016-11-10; Description 2.02 Results of Operations and Financial Condition; Details 2.02.
- 2016-10-20: Form 8-K; Period of report 2016-10-20; Description 3.02 Unregistered Sales of Equity Securities; Details 3.02.
| Filed | Form | Period of report | Description | Details | Document |
|---|---|---|---|---|---|
| 2016-12-06 | 8-K | 2016-12-06 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation included as an exhibit to this Form 8-K Current Report will be used at investor meetings beginning on December 6, 2016. | hhform8-kreldmicropresenta.htm |
| 2016-11-18 | 8-K | 2016-11-15 | 1.01 Entry into a Material Definitive Agreement | 1.01 Entry into a Material Definitive Agreement. | hhform8-kreamendmentstoloa.htm |
| 2016-11-10 | 8-K | 2016-11-10 | 2.02 Results of Operations and Financial Condition | 2.02 On November 10, 2016, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter ended September 30, 2016. | hh8-kreq32016earningsrelea.htm |
| 2016-10-20 | 8-K | 2016-10-20 | 3.02 Unregistered Sales of Equity Securities | 3.02 The private offering (the “Offering”) described by Hooper Holmes, Inc. (the “Company”) in its Current Report on Form 8-K filed with the SEC on September 21, 2016 (the “September 8-K”), closed as scheduled on October 15, 2016. | hhform8-kreclosingofprivat.htm |
| 2016-09-21 | 8-K | 2016-09-21 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation included as an exhibit to this Form 8-K Current Report will be used at investor meetings beginning on September 21, 2016. | hhform8-kreaegispresentati.htm |
| 2016-09-21 | 8-K | 2016-09-21 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 3.02 The disclosure set forth above under Item 1.01 is hereby incorporated by reference into this Item 3.02. 8.01 On September 21, 2016, the Company issued a press release announcing the Offering. | hhform8-kreprivateoffering.htm |
| 2016-08-11 | 8-K | 2016-08-11 | 2.02 Results of Operations and Financial Condition | 2.02 On August 11, 2016, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter ended June 30, 2016. | hh8-kreq22016earningsrelea.htm |
| 2016-06-14 | 8-K | 2016-06-14 | 5.07 Submission of Matters to a Vote of Security Holders; 8.01 Other Events | 5.07 On June 8, 2016, Hooper Holmes, Inc. (the “Company”) held its Annual Meeting of Shareholders (the “Annual Meeting”). 8.01 On June 14, 2016, the Company issued a press release announcing the effective date of the reverse stock split. | form8-k2016annualmeeting.htm |
| 2016-05-20 | 8-K | 2016-05-20 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing | 3.01 On May 17, 2016, Hooper Holmes, Inc. (the “Company”) received a notice from the NYSE MKT indicating that, based on the Company’s shareholders’ equity as reported in its Quarterly Report on Form 10-Q for the quarter ended March 31, 2016, the Company is not in compliance with Section 1003(a)(i) of the NYSE MKT Company Guide (the “Company Guide”). | hhform8-krenyseletter.htm |
| 2016-05-17 | 8-K | 2016-05-17 | 4.01 Changes in Registrant's Certifying Accountant | 4.01 On May 11, 2016, Hooper Holmes, Inc. (the “Company”), as approved by the Audit Committee of the Board of Directors (the “Audit Committee”), voted to dismiss KPMG LLP (“KPMG”) as the Company's principal independent registered public accounting firm, upon completion of their interim review of the Company’s consolidated financial statements as of and for the three month period ended March 31, 2016. | hhform8-krechangeinauditors.htm |
| 2016-05-12 | 8-K | 2016-05-12 | 2.02 Results of Operations and Financial Condition | 2.02 On May 12, 2016, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter ended March 31, 2016. | hh8-kreq12016earningsrelea.htm |
| 2016-05-03 | 8-K | 2016-04-29 | 1.01 Entry into a Material Definitive Agreement; 1.02 Termination of a Material Definitive Agreement; 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant; 8.01 Other Events | 1.01 Entry into a Material Definitive Agreement. 1.02 As of April 29, 2016, the Company terminated its Loan and Security Agreement, as amended, dated February 28, 2013 (the “Ares Line of Credit”), with ACF FinCo I LP (“Ares”), as assignee of Keltic Financial Partners II, LP. 2.03 See the description of the Agreement under Item 1.01. 8.01 On May 2, 2016, the Company issued a press release announcing the Agreement with the Lender and the termination of the Ares Line of Credit. | hh8-kxscmagreement.htm |
| 2016-04-07 | 8-K | 2016-04-07 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 8.01 Other Events | 3.01 On April 1, 2016, Hooper Holmes, Inc. (the “Company”) received a notice from the NYSE MKT indicating that, based on the Company’s shareholders’ equity as reported in its Annual Report on Form 10-K for the year ended December 31, 2015, the Company is not in compliance with Section 1003(a)(iii) of the NYSE MKT Company Guide (the “Company Guide”), having less than $6.0 million of shareholders’ equity while sustaining losses from continuing operations and net losses in its five most recent fiscal years. 8.01 On April 6, 2016, the Company issued a press release with a corporate update highlighting the Company’s progress during the first quarter of 2016, including its efforts to address the going concern clarifying statement included in the audit of its financial statements for the year ended December 31, 2015, which was disclosed in the Company’s Annual Report on Form 10-K filed with the SEC on March 30, 2016. | hhform8-krenyseletterandgo.htm |
| 2016-04-01 | 8-K | 2016-04-01 | 2.02 Results of Operations and Financial Condition; 3.02 Unregistered Sales of Equity Securities; 7.01 Regulation FD Disclosure; 8.01 Other Events | 2.02 On March 29, 2016, the Company issued a press release announcing its preliminary operating results and financial condition for the quarter and year ended December 31, 2015. 3.02 On March 31, 2016, the Company issued 714,286 shares of its common stock, par value $0.04 per share, to SWK FUnding LLC ("SWK") pursuant to the Second Amendment to Credit Agreement dated March 28, 2016 by adn between the Company and SWK (the "SEcond Amendment"). 7.01 The investor presentation attached as Exhibit 99.4 to this Current Report on Form 8-K and incorporated herein by reference will be used at investor meetings in the month of April 2016. | form8k040116.htm |
| 2016-03-18 | 8-K | 2016-03-18 | 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers | 5.02 Officers; Compensatory Arrangements of Certain Officers. | hhform8-kforbalthazoremplo.htm |
| 2016-03-02 | 8-K | 2016-03-02 | 1.01 Entry into a Material Definitive Agreement; 3.02 Unregistered Sales of Equity Securities; 3.03 Material Modification to Rights of Security Holders | 1.01 Entry into a Material Definitive Agreement. 3.02 The information required by this item is included in Item 1.01 and is incorporated by reference herein. 3.03 The information required by this item is included in Item 1.01 and is incorporated by reference herein. | a8-k1stamendmentto2015cred.htm |
| 2016-02-22 | 8-K | 2016-02-22 | 7.01 Regulation FD Disclosure | 7.01 The slide presentation included as an exhibit to this Form 8-K Current Report will be used at investor meetings beginning on February 22, 2016. | form8-kxndr22216.htm |
| 2016-02-10 | 8-K | 2016-02-10 | 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing; 8.01 Other Events | 3.01 On February 4, 2016, Hooper Holmes, Inc. (the “Company”) received a notice from the NYSE MKT LLC (the “Exchange”) stating that the Exchange has accepted the Company’s plan of compliance (the “Plan”) for continued listing. 8.01 On February 10, 2016, the Company issued a press release announcing its receipt of the Exchange’s notice. | a8-knyseplanacceptance.htm |
| 2016-01-28 | 8-K | 2016-01-28 | 8.01 Other Events | 8.01 On January 27, 2016, the Company issued a press release announcing the successful completion of the Company's previously disclosed rights offering which included a subtitle heading stating the Company had regained NYSE MKT Compliance. | hhform8-krerightsofferingc.htm |
| 2016-01-27 | 8-K | 2016-01-27 | 8.01 Other Events | 8.01 On January 27, 2016, the Company issued a press release announcing the successful completion of the Company’s previously disclosed rights offering. | hhform8-krerightsofferingc.htm |