HashiCorp, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 158 rows in 2024. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-06-20: Reporting owner Welihinda Navam; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2024-06-20: Reporting owner Dadgar Armon; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-06-20: Reporting owner Dadgar Armon; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2024-06-20: Reporting owner Dadgar Armon; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-06-20 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,569 55,028 owned after | $0.00 | 2024-06-24 | |
| 2024-06-20 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,488 487,404 owned after | $0.00 | 2024-06-24 | |
| 2024-06-20 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct · (m) | C Conversion of derivative security | −6,488 480,916 owned after | $0.00 | 2024-06-24 | |
| 2024-06-20 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · (m) | C Conversion of derivative security | −2,452 12,446,604 owned after | $0.00 | 2024-06-24 | |
| 2024-06-20 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,456 162,865 owned after | $0.00 | 2024-06-24 | |
| 2024-06-20 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −19,456 143,409 owned after | $0.00 | 2024-06-24 | |
| 2024-06-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,916 13,916 owned after | $5.32 exercise price | 2024-06-11 | |
| 2024-06-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,916 0 owned after | $0.00 | 2024-06-11 | |
| 2024-05-22 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,000 55,028 owned after | $0.00 | 2024-05-23 | |
| 2024-05-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,916 13,916 owned after | $5.32 exercise price | 2024-05-14 | |
| 2024-05-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,916 0 owned after | $0.00 | 2024-05-14 | |
| 2024-04-23 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −3,000 60,028 owned after | $0.00 | 2024-04-24 | |
| 2024-04-22 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,000 63,028 owned after | $0.00 | 2024-04-24 | |
| 2024-04-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,916 13,916 owned after | $5.32 exercise price | 2024-04-12 | |
| 2024-04-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,916 0 owned after | $0.00 | 2024-04-12 | |
| 2024-04-08 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +31,081 96,109 owned after | $0.23 exercise price | 2024-04-09 | |
| 2024-04-08 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −31,081 65,028 owned after | $0.00 | 2024-04-09 | |
| 2024-03-22 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,000 65,028 owned after | $0.00 | 2024-03-26 | |
| 2024-03-22 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 12,449,056 owned after | no price filed | 2024-03-22 | |
| 2024-03-22 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 2,057,036 owned after | no price filed | 2024-03-22 | |
| 2024-03-22 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 601,328 owned after | no price filed | 2024-03-22 | |
| 2024-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 1,355,425 owned after | no price filed | 2024-03-22 | |
| 2024-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 681,050 owned after | no price filed | 2024-03-22 | |
| 2024-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 681,050 owned after | no price filed | 2024-03-22 | |
| 2024-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 60,000 owned after | no price filed | 2024-03-22 | |
| 2024-03-21 | Zarmi Sigal Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −3,125 0 owned after | $0.00 | 2024-03-22 | |
| 2024-03-21 | Ford Todd R Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,250 50,000 owned after | $0.00 | 2024-03-22 | |
| 2024-03-21 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,650 0 owned after | $0.00 | 2024-03-22 | |
| 2024-03-21 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −7,568 70,028 owned after | $0.00 | 2024-03-22 | |
| 2024-03-21 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,487 480,916 owned after | $0.00 | 2024-03-22 | |
| 2024-03-21 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −19,456 143,409 owned after | $0.00 | 2024-03-22 | |
| 2024-03-20 | Zarmi Sigal Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 3,125 owned after | $0.00 | 2024-03-22 | |
| 2024-03-20 | Ford Todd R Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 56,250 owned after | $0.00 | 2024-03-22 | |
| 2024-03-20 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,650 8,650 owned after | $0.00 | 2024-03-22 | |
| 2024-03-20 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,568 77,596 owned after | $0.00 | 2024-03-22 | |
| 2024-03-20 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,487 487,403 owned after | $0.00 | 2024-03-22 | |
| 2024-03-20 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +19,456 162,865 owned after | $0.00 | 2024-03-22 | |
| 2024-03-11 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,916 13,916 owned after | $5.32 exercise price | 2024-03-13 | |
| 2024-03-11 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,916 0 owned after | $0.00 | 2024-03-13 | |
| 2024-02-26 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,500 70,028 owned after | $0.00 | 2024-02-28 | |
| 2024-02-22 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,500 72,528 owned after | $0.00 | 2024-02-26 | |
| 2024-02-12 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,916 13,916 owned after | $5.32 exercise price | 2024-02-14 | |
| 2024-02-12 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,916 0 owned after | $0.00 | 2024-02-14 | |
| 2024-02-09 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,000 75,028 owned after | $0.00 | 2024-02-13 | |
| 2024-01-30 holding as of filing | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | Holding | 11,493,581 owned after | no price filed | 2024-01-30 | |
| 2024-01-30 holding as of filing | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership | Holding | 1,248,406 owned after | no price filed | 2024-01-30 | |
| 2024-01-26 | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · MF Leaders H-E, L.P. | J Other acquisition or disposition (describe transaction) | −345,778 0 owned after | $0.00 | 2024-01-30 | |
| 2024-01-23 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 480,916 owned after | no price filed | 2024-01-23 | |
| 2024-01-23 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 2,057,036 owned after | no price filed | 2024-01-23 | |
| 2024-01-23 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 601,328 owned after | no price filed | 2024-01-23 | |
| 2024-01-22 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −2,500 80,028 owned after | $0.00 | 2024-01-23 | |
| 2024-01-10 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +13,916 13,916 owned after | $5.32 exercise price | 2024-01-11 | |
| 2024-01-10 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −13,916 0 owned after | $0.00 | 2024-01-11 | |
| 2024-01-04 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 480,916 owned after | no price filed | 2024-01-04 | |
| 2024-01-04 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 2,057,036 owned after | no price filed | 2024-01-04 | |
| 2024-01-04 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 601,328 owned after | no price filed | 2024-01-04 | |
| 2024-01-02 | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −359,040 12,449,056 owned after | $0.00 | 2024-01-23 | |
| 2024-01-02 | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Class B Common Stock Derivative · Indirect · See footnote | C Conversion of derivative security | −35,904 12,808,096 owned after | $0.00 | 2024-01-04 |