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HashiCorp, Inc. Forms 3, 4 and 5: Other, 2023

HashiCorp, Inc. Forms 3, 4 and 5: Other

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 180 rows in 2023. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2023-12-22: Reporting owner Welihinda Navam; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
  • 2023-12-22: Reporting owner Dadgar Armon; Form 4; Security Class B Common Stock; Transaction Holding.
  • 2023-12-22: Reporting owner Dadgar Armon; Form 4; Security Class B Common Stock; Transaction Holding.
  • 2023-12-22: Reporting owner Dadgar Armon; Form 4; Security Class B Common Stock; Transaction Holding.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2023-12-22Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−2,500
82,528 owned after
$0.002023-12-27
2023-12-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
12,844,000 owned after
no price filed2023-12-22
2023-12-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
2,057,036 owned after
no price filed2023-12-22
2023-12-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
601,328 owned after
no price filed2023-12-22
2023-12-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
1,355,425 owned after
no price filed2023-12-22
2023-12-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-12-22
2023-12-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-12-22
2023-12-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
60,000 owned after
no price filed2023-12-22
2023-12-21Zarmi Sigal
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−3,125
0 owned after
$0.002023-12-22
2023-12-21Ford Todd R
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−6,250
50,000 owned after
$0.002023-12-22
2023-12-21Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−8,650
0 owned after
$0.002023-12-22
2023-12-21Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−7,569
85,028 owned after
$0.002023-12-22
2023-12-21Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−14,614
480,916 owned after
$0.002023-12-22
2023-12-21McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−39,333
143,409 owned after
$0.002023-12-22
2023-12-20Zarmi Sigal
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,125
3,125 owned after
$0.002023-12-22
2023-12-20Ford Todd R
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+6,250
56,250 owned after
$0.002023-12-22
2023-12-20Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+8,650
8,650 owned after
$0.002023-12-22
2023-12-20Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+7,569
92,597 owned after
$0.002023-12-22
2023-12-20Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+14,614
495,530 owned after
$0.002023-12-22
2023-12-20McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+39,333
182,742 owned after
$0.002023-12-22
2023-12-11Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+13,916
13,916 owned after
$5.32
exercise price
2023-12-13
2023-12-11Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−13,916
0 owned after
$0.002023-12-13
2023-12-07
holding as of filing
McJannet David
Director, Officer (CEO & Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
1,355,425 owned after
no price filed2023-12-07
2023-12-07
holding as of filing
McJannet David
Director, Officer (CEO & Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-12-07
2023-12-07
holding as of filing
McJannet David
Director, Officer (CEO & Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-12-07
2023-12-07
holding as of filing
McJannet David
Director, Officer (CEO & Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
60,000 owned after
no price filed2023-12-07
2023-12-05Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−5,000
85,208 owned after
$0.002023-12-07
2023-12-05McJannet David
Director, Officer (CEO & Chairman)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+200,000
343,409 owned after
$0.12
exercise price
2023-12-07
2023-12-05McJannet David
Director, Officer (CEO & Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−200,000
143,409 owned after
$0.002023-12-07
2023-11-22Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−2,500
90,028 owned after
$0.002023-11-27
2023-11-10Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+13,916
13,916 owned after
$5.32
exercise price
2023-11-13
2023-11-10Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−13,916
0 owned after
$0.002023-11-13
2023-10-18Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−2,500
92,528 owned after
$0.002023-10-19
2023-10-13
holding as of filing
Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV Capital Select L.P.
Holding
6,277,066 owned after
no price filed2023-10-13
2023-10-13
holding as of filing
Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV VII Investments, L.L.C.
Holding
864,448 owned after
no price filed2023-10-13
2023-10-13
holding as of filing
Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV VII Plus Investments L.L.C.
Holding
835,632 owned after
no price filed2023-10-13
2023-10-11Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV Capital V L.P.
C Conversion of derivative security−1,049,346
9,444,116 owned after
no price filed2023-10-13
2023-10-11Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV Capital V Entrepreneurs Fund L.P.
C Conversion of derivative security−38,511
346,599 owned after
no price filed2023-10-13
2023-10-11GGV Capital V L.L.C. | GGV Capital V L.P. | GGV Capital V Entrepreneurs Fund L.P.
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · By GGV Capital V L.P.
C Conversion of derivative security−1,049,346
9,444,116 owned after
no price filed2023-10-13
2023-10-11GGV Capital V L.L.C. | GGV Capital V L.P. | GGV Capital V Entrepreneurs Fund L.P.
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · By GGV Capital V Entrepreneurs Fund L.P.
C Conversion of derivative security−38,511
346,599 owned after
no price filed2023-10-13
2023-10-10Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+13,916
13,916 owned after
$5.32
exercise price
2023-10-11
2023-10-10Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−13,916
0 owned after
$0.002023-10-11
2023-09-22Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+13,916
42,403 owned after
$5.32
exercise price
2023-09-22
2023-09-22Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−42,403
0 owned after
$0.002023-09-22
2023-09-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
12,844,000 owned after
no price filed2023-09-22
2023-09-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
2,057,036 owned after
no price filed2023-09-22
2023-09-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
601,328 owned after
no price filed2023-09-22
2023-09-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
1,355,425 owned after
no price filed2023-09-22
2023-09-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-09-22
2023-09-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-09-22
2023-09-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
60,000 owned after
no price filed2023-09-22
2023-09-21Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−8,650
28,487 owned after
$0.002023-09-22
2023-09-21Zarmi Sigal
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−3,125
0 owned after
$0.002023-09-22
2023-09-21Ford Todd R
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−6,250
50,000 owned after
$0.002023-09-22
2023-09-21Sweeney Brandon
Officer (Chief Revenue Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−54,325
241,900 owned after
$0.002023-09-22
2023-09-21St. Ledger Susan
Officer (President, Worldwide Field Ops)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−11,250
106,800 owned after
$0.002023-09-22
2023-09-21Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−7,569
95,028 owned after
$0.002023-09-22
2023-09-21Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−14,611
480,916 owned after
$0.002023-09-22
2023-09-21McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−39,330
143,409 owned after
$0.002023-09-22
2023-09-20Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+8,650
37,137 owned after
$0.002023-09-22
2023-09-20Zarmi Sigal
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,125
3,125 owned after
$0.002023-09-22
2023-09-20Ford Todd R
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+6,250
56,250 owned after
$0.002023-09-22
2023-09-20Sweeney Brandon
Officer (Chief Revenue Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+54,325
296,225 owned after
$0.002023-09-22
2023-09-20St. Ledger Susan
Officer (President, Worldwide Field Ops)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+11,250
118,050 owned after
$0.002023-09-22
2023-09-20Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+7,569
102,597 owned after
$0.002023-09-22
2023-09-20Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+14,611
495,527 owned after
$0.002023-09-22
2023-09-20McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+39,330
182,739 owned after
$0.002023-09-22
2023-09-08
holding as of filing
Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV Capital Select L.P.
Holding
6,277,066 owned after
no price filed2023-09-08
2023-09-08
holding as of filing
Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV VII Investments, L.L.C.
Holding
864,448 owned after
no price filed2023-09-08
2023-09-08
holding as of filing
Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV VII Plus Investments L.L.C.
Holding
835,632 owned after
no price filed2023-09-08
2023-09-06Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV Capital V L.P.
C Conversion of derivative security−1,049,346
10,493,462 owned after
no price filed2023-09-08
2023-09-06Solomon Glenn
Director
4Class B Common Stock
Derivative · Indirect · By GGV Capital V Entrepreneurs Fund L.P.
C Conversion of derivative security−38,511
385,110 owned after
no price filed2023-09-08
2023-09-06GGV Capital V L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C.
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · By GGV Capital V L.P.
C Conversion of derivative security−1,049,346
10,493,462 owned after
no price filed2023-09-08
2023-09-06GGV Capital V L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C.
10% Owner | 10% Owner | 10% Owner
4Class B Common Stock
Derivative · Indirect · By GGV Capital V Entrepreneurs Fund L.P.
C Conversion of derivative security−38,511
385,110 owned after
no price filed2023-09-08
2023-07-25
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
Holding
480,916 owned after
no price filed2023-07-25
2023-07-25
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
Holding
2,057,036 owned after
no price filed2023-07-25
2023-07-24Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Indirect · See footnote
C Conversion of derivative security−380,000
12,844,000 owned after
$0.002023-07-25
2023-07-24Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Indirect · See footnote
C Conversion of derivative security−20,440
601,328 owned after
$0.002023-07-25
2023-07-06
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Direct · (m)
Holding
480,916 owned after
no price filed2023-07-06
2023-07-06
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
Holding
2,057,036 owned after
no price filed2023-07-06
2023-07-06
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Indirect · (m)
Holding
621,768 owned after
no price filed2023-07-06
2023-07-03Dadgar Armon
Director, Officer (Chief Technology Officer), 10% Owner
4Class B Common Stock
Derivative · Indirect · See footnote
C Conversion of derivative security−38,000
13,224,000 owned after
$0.002023-07-06
2023-06-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
13,262,000 owned after
no price filed2023-06-22
2023-06-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
2,057,036 owned after
no price filed2023-06-22
2023-06-22
holding as of filing
Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
621,768 owned after
no price filed2023-06-22
2023-06-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
1,355,425 owned after
no price filed2023-06-22
2023-06-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-06-22
2023-06-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
681,050 owned after
no price filed2023-06-22
2023-06-22
holding as of filing
McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Indirect · See footnote
Holding
60,000 owned after
no price filed2023-06-22
2023-06-21Zarmi Sigal
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−3,125
0 owned after
$0.002023-06-22
2023-06-21St. Ledger Susan
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−11,250
106,800 owned after
$0.002023-06-22
2023-06-21Ford Todd R
Director
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−6,250
50,000 owned after
$0.002023-06-22
2023-06-21Sweeney Brandon
Officer (Chief Revenue Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−54,325
241,900 owned after
$0.002023-06-22
2023-06-21Holmes Marc
Officer (Chief Marketing Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−8,650
28,487 owned after
$0.002023-06-22
2023-06-21Welihinda Navam
Officer (Chief Financial Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−7,569
95,028 owned after
$0.002023-06-22
2023-06-21Dadgar Armon
Director, Officer (Chief Technology Officer)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−14,614
480,916 owned after
$0.002023-06-22
2023-06-21McJannet David
Director, Officer (CEO and Chairman)
4Class B Common Stock
Derivative · Direct
C Conversion of derivative security−39,332
143,409 owned after
$0.002023-06-22
2023-06-20Zarmi Sigal
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+3,125
3,125 owned after
$0.002023-06-22
2023-06-20St. Ledger Susan
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+11,250
118,050 owned after
$0.002023-06-22
2023-06-20Ford Todd R
Director
4Class B Common Stock
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3+6,250
56,250 owned after
$0.002023-06-22