HashiCorp, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 64 rows, 64 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2025-02-27: Reporting owner Holmes Marc; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-27: Reporting owner Holmes Marc; Form 4; Security Employee Stock Option (right to buy); Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-27: Reporting owner Dadgar Armon; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2025-02-27: Reporting owner Dadgar Armon; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2025-02-27 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −120,102 0 owned after | $29.68 | 2025-03-03 | |
| 2025-02-27 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 0 owned after | $29.30 | 2025-03-03 | |
| 2025-02-27 | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Employee Stock Option Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −209,792 0 owned after | $33.97 | 2025-03-03 | |
| 2025-02-27 | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 4 | Employee Stock Option Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −105,292 0 owned after | $29.30 | 2025-03-03 | |
| 2025-02-27 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,637,638 0 owned after | $34.88 | 2025-03-03 | |
| 2025-02-27 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −530,000 0 owned after | $33.97 | 2025-03-03 | |
| 2025-02-27 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −266,000 0 owned after | $29.30 | 2025-03-03 | |
| 2024-09-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 120,102 owned after | $5.32 exercise price | 2024-09-11 | |
| 2024-08-12 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 134,018 owned after | $5.32 exercise price | 2024-08-13 | |
| 2024-07-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 147,934 owned after | $5.32 exercise price | 2024-07-11 | |
| 2024-06-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 161,850 owned after | $5.32 exercise price | 2024-06-11 | |
| 2024-05-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 175,766 owned after | $5.32 exercise price | 2024-05-14 | |
| 2024-04-10 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 189,682 owned after | $5.32 exercise price | 2024-04-12 | |
| 2024-04-08 | Welihinda Navam Officer (CHIEF FINANCIAL OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,081 82,141 owned after | $0.23 exercise price | 2024-04-09 | |
| 2024-03-11 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 203,598 owned after | $5.32 exercise price | 2024-03-13 | |
| 2024-02-12 | Holmes Marc Officer (CHIEF MARKETING OFFICER) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 217,514 owned after | $5.32 exercise price | 2024-02-14 | |
| 2024-01-10 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 231,430 owned after | $5.32 exercise price | 2024-01-11 | |
| 2023-12-11 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 245,346 owned after | $5.32 exercise price | 2023-12-13 | |
| 2023-12-05 | McJannet David Director, Officer (CEO & Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 2,637,638 owned after | $0.12 exercise price | 2023-12-07 | |
| 2023-11-10 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 259,262 owned after | $5.32 exercise price | 2023-11-13 | |
| 2023-10-10 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 273,178 owned after | $5.32 exercise price | 2023-10-11 | |
| 2023-09-22 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,916 287,094 owned after | $5.32 exercise price | 2023-09-22 | |
| 2023-06-09 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 113,222 owned after | $0.23 exercise price | 2023-06-13 | |
| 2023-03-31 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,771 50,398 owned after | $5.32 exercise price | 2023-04-03 | |
| 2023-02-02 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 62,169 owned after | $5.32 exercise price | 2023-02-03 | |
| 2023-01-17 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 112,169 owned after | $5.32 exercise price | 2023-01-18 | |
| 2022-11-01 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,342 124,669 owned after | $5.32 exercise price | 2022-11-03 | |
| 2022-01-24 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 163,227 owned after | $0.23 exercise price | 2022-05-16 | |
| 2021-12-27 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,500 166,727 owned after | $0.23 exercise price | 2022-05-16 | |
| 2021-12-23 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,493 135,011 owned after | $5.32 exercise price | 2021-12-23 | |
| 2021-12-22 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,228 147,504 owned after | $5.32 exercise price | 2021-12-23 | |
| 2021-12-21 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,020 149,732 owned after | $5.32 exercise price | 2021-12-23 | |
| 2021-12-13 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −314,000 0 owned after | $5.32 exercise price | 2021-12-15 | |
| 2021-12-13 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +314,000 314,000 owned after | $5.32 exercise price | 2021-12-15 | |
| 2021-12-13 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −100,000 0 owned after | $5.70 exercise price | 2021-12-15 | |
| 2021-12-13 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +100,000 100,000 owned after | $5.70 exercise price | 2021-12-15 | |
| 2021-12-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +170,222 170,222 owned after | $0.23 exercise price | 2021-12-15 | |
| 2021-12-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $1.15 exercise price | 2021-12-15 | |
| 2021-12-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +50,000 50,000 owned after | $1.15 exercise price | 2021-12-15 | |
| 2021-12-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −160,000 0 owned after | $5.32 exercise price | 2021-12-15 | |
| 2021-12-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +160,000 160,000 owned after | $5.32 exercise price | 2021-12-15 | |
| 2021-12-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,248 153,752 owned after | $5.32 exercise price | 2021-12-15 | |
| 2021-12-13 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −209,792 0 owned after | $1.03 exercise price | 2021-12-15 | |
| 2021-12-13 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +209,792 209,792 owned after | $1.03 exercise price | 2021-12-15 | |
| 2021-12-13 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −105,292 0 owned after | $5.70 exercise price | 2021-12-15 | |
| 2021-12-13 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +105,292 105,292 owned after | $5.70 exercise price | 2021-12-15 | |
| 2021-12-13 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −2,837,638 0 owned after | $0.12 exercise price | 2021-12-15 | |
| 2021-12-13 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +2,837,638 2,837,638 owned after | $0.12 exercise price | 2021-12-15 | |
| 2021-12-13 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −530,000 0 owned after | $1.03 exercise price | 2021-12-15 | |
| 2021-12-13 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +530,000 530,000 owned after | $1.03 exercise price | 2021-12-15 | |
| 2021-12-13 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | −266,000 0 owned after | $5.70 exercise price | 2021-12-15 | |
| 2021-12-13 | McJannet David Director, Officer (CEO and Chairman) | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +266,000 266,000 owned after | $5.70 exercise price | 2021-12-15 | |
| 2021-12-09 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,990 301,010 owned after | $5.32 exercise price | 2021-12-10 | |
| 2021-12-08 holding as of filing | Holmes Marc Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.32 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Holmes Marc Officer (Chief Marketing Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.70 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Welihinda Navam Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.23 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Welihinda Navam Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.15 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Welihinda Navam Officer (Chief Financial Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.32 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.03 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer), 10% Owner | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.70 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | McJannet David Director, Officer (CEO & Chairman) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $0.12 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | McJannet David Director, Officer (CEO & Chairman) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $1.03 exercise price | 2021-12-08 | ||
| 2021-12-08 holding as of filing | McJannet David Director, Officer (CEO & Chairman) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $5.70 exercise price | 2021-12-08 | ||
| 2021-02-13 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −170,222 0 owned after | $0.23 exercise price | 2021-12-15 |