HashiCorp, Inc. Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-13: Reporting owner REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC; Form 4; Security Series B Convertible Stock Preferred; Transaction C Conversion of derivative security.
- 2021-12-13: Reporting owner REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC; Form 4; Security Series C Convertible Stock Preferred; Transaction C Conversion of derivative security.
- 2021-12-13: Reporting owner REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC; Form 4; Security Series D Convertible Stock Preferred; Transaction C Conversion of derivative security.
- 2021-12-13: Reporting owner REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC; Form 4; Security Series B Convertible Stock Preferred; Transaction C Conversion of derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −8,350,470 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −4,363,022 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −700,150 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −258,260 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −134,936 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −21,654 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −660,438 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | REDPOINT OMEGA III, LLC | REDPOINT OMEGA III, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −31,120 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,285,216 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −15,223,956 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,344,436 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,067,482 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,075,184 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −83,870 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −558,720 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −86,040 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −864,448 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | GGV Capital V L.L.C. | GGV Capital Select L.L.C. | GGV Capital VII Plus L.L.C. | GGV VII Investments, L.L.C. | GGV Capital VII L.L.C. | GGV Capital Select L.P. | GGV Capital V Entrepreneurs Fund L.P. | GGV VII Plus Investments, L.L.C. | GGV Capital V L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −259,334 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series A Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,285,216 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series B Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −15,223,956 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,344,436 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,067,482 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series D Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −2,075,184 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series A Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −83,870 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series B Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −558,720 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series C Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −86,040 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series E Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −864,448 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Solomon Glenn Director, 10% Owner | 4 | Series E Convertible Stock Preferred Derivative · Indirect · See footnote | C Conversion of derivative security | −259,334 0 owned after | no price filed | 2021-12-15 | |
| 2021-12-13 | Mayfield XIV Management (UGP), Ltd. | Mayfield XIV Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | MF Leaders Management, L.L.C. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series A Convertible Preferred Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | C Conversion of derivative security | −18,490,454 0 owned after | $0.00 | 2021-12-15 | |
| 2021-12-13 | Mayfield XIV Management (UGP), Ltd. | Mayfield XIV Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | MF Leaders Management, L.L.C. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series B Convertible Preferred Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | C Conversion of derivative security | −7,173,942 0 owned after | $0.00 | 2021-12-15 | |
| 2021-12-13 | Mayfield XIV Management (UGP), Ltd. | Mayfield XIV Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | MF Leaders Management, L.L.C. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | C Conversion of derivative security | −78,908 0 owned after | $0.00 | 2021-12-15 | |
| 2021-12-13 | Mayfield XIV Management (UGP), Ltd. | Mayfield XIV Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | MF Leaders Management, L.L.C. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series C Convertible Preferred Stock Derivative · Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership | C Conversion of derivative security | −3,235,376 0 owned after | $0.00 | 2021-12-15 | |
| 2021-12-13 | Mayfield XIV Management (UGP), Ltd. | Mayfield XIV Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | MF Leaders Management, L.L.C. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series D Convertible Preferred Stock Derivative · Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership | C Conversion of derivative security | −90,226 0 owned after | $0.00 | 2021-12-15 | |
| 2021-12-13 | Mayfield XIV Management (UGP), Ltd. | Mayfield XIV Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (EGP), L.P. | MF Leaders Management, L.L.C. | MF Leaders H-E, L.P. | Mayfield Select Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Series E Convertible Preferred Stock Derivative · Indirect · MF Leaders H-E, L.P. | C Conversion of derivative security | −345,778 0 owned after | $0.00 | 2021-12-15 | |
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | GGV Capital V Entrepreneurs Fund L.P. | GGV Capital V L.L.C. | GGV VII Investments, L.L.C. | GGV Capital V L.P. | GGV Capital VII Plus L.L.C. | GGV VII Plus Investments, L.L.C. | GGV Capital Select L.P. | GGV Capital VII L.L.C. | GGV Capital Select L.L.C. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | REDPOINT OMEGA III, L.P. | Redpoint Omega II, LLC | Redpoint Omega II, L.P. | REDPOINT OMEGA ASSOCIATES III, LLC | REDPOINT OMEGA III, LLC | Redpoint Omega Associates II, LLC 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield Select Management (EGP), L.P. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield Select Management (EGP), L.P. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield Select Management (EGP), L.P. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield Select Management (EGP), L.P. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield Select Management (EGP), L.P. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Mayfield XIV Management (EGP), L.P. | MF Leaders H-E, L.P. | Mayfield XIV Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield Select Management (EGP), L.P. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · MF Leaders H-E, L.P. | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series A Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series B Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series C Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series D Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 | ||
| 2021-12-08 holding as of filing | Solomon Glenn Director, 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Indirect · See footnote | Holding | no price filed | 2021-12-08 |