HashiCorp, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 151 rows in 2022. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-06-20: Reporting owner Ford Todd R; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-06-20: Reporting owner Ford Todd R; Form 4; Security Class B Common Stock; Transaction C Conversion of derivative security.
- 2022-06-20: Reporting owner Holmes Marc; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2022-06-20: Reporting owner Welihinda Navam; Form 4; Security Class B Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-06-20 | Ford Todd R Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 56,250 owned after | $0.00 | 2022-06-22 | |
| 2022-06-20 | Ford Todd R Director | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −6,250 50,000 owned after | $0.00 | 2022-06-22 | |
| 2022-06-20 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,650 8,650 owned after | $0.00 | 2022-06-22 | |
| 2022-06-20 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,569 208,925 owned after | $0.00 | 2022-06-22 | |
| 2022-06-20 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,614 95,294 owned after | $0.00 | 2022-06-22 | |
| 2022-06-20 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +39,332 172,730 owned after | $0.00 | 2022-06-22 | |
| 2022-06-09 holding as of filing | MF Leaders H-E, L.P. | Mayfield Select Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield XIV Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield XIV Management (EGP), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · MF Leaders H-E, L.P. | Holding | 345,778 owned after | no price filed | 2022-06-09 | |
| 2022-06-07 | MF Leaders H-E, L.P. | Mayfield Select Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield XIV Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield XIV Management (EGP), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · Mayfield XIV, a Cayman Islands Exempted Limited Partnership | J Other acquisition or disposition (describe transaction) | −4,325,768 21,891,008 owned after | $0.00 | 2022-06-09 | |
| 2022-06-07 | MF Leaders H-E, L.P. | Mayfield Select Management (EGP), L.P. | MAYFIELD SELECT, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield XIV Management (UGP), Ltd. | MAYFIELD XIV, A CAYMAN ISLANDS EXEMPTED LIMITED PARTNERSHIP | Mayfield Select Management (UGP), Ltd. | MF Leaders Management, L.L.C. | Mayfield XIV Management (EGP), L.P. 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · Mayfield Select, a Cayman Islands Exempted Limited Partnership | J Other acquisition or disposition (describe transaction) | −548,724 2,776,878 owned after | $0.00 | 2022-06-09 | |
| 2022-06-07 | Redpoint Omega II, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega II, L.P. | C Conversion of derivative security | −4,155,918 12,467,752 owned after | $0.00 | 2022-06-09 | |
| 2022-06-07 | Redpoint Omega II, L.P. | Redpoint Omega Associates II, LLC | Redpoint Omega II, LLC 10% Owner | 10% Owner | 10% Owner | 4 | Class B Common Stock Derivative · Indirect · By Redpoint Omega Associates II, LLC | C Conversion of derivative security | −128,532 385,594 owned after | $0.00 | 2022-06-09 | |
| 2022-05-16 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct · (m) | Holding | 71,674 owned after | no price filed | 2022-05-16 | |
| 2022-05-16 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 681,050 owned after | no price filed | 2022-05-16 | |
| 2022-05-16 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 681,050 owned after | no price filed | 2022-05-16 | |
| 2022-05-16 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · (m) | Holding | 60,000 owned after | no price filed | 2022-05-16 | |
| 2022-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 1,408,061 owned after | no price filed | 2022-03-22 | |
| 2022-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 681,050 owned after | no price filed | 2022-03-22 | |
| 2022-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 681,050 owned after | no price filed | 2022-03-22 | |
| 2022-03-22 holding as of filing | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 60,000 owned after | no price filed | 2022-03-22 | |
| 2022-03-22 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 15,200,000 owned after | no price filed | 2022-03-22 | |
| 2022-03-22 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 2,339,030 owned after | no price filed | 2022-03-22 | |
| 2022-03-22 holding as of filing | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Indirect · See footnote | Holding | 709,288 owned after | no price filed | 2022-03-22 | |
| 2022-03-21 | Sweeney Brandon Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −54,325 28,116 owned after | $0.00 | 2022-06-22 | |
| 2022-03-21 | Sweeney Brandon Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −26,209 28,116 owned after | $0.00 | 2022-03-22 | |
| 2022-03-21 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −3,657 0 owned after | $0.00 | 2022-03-22 | |
| 2022-03-21 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −18,992 133,407 owned after | $0.00 | 2022-03-22 | |
| 2022-03-21 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −8,650 0 owned after | $0.00 | 2022-03-22 | |
| 2022-03-21 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −5,605 80,680 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | Zarmi Sigal Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 15,625 owned after | $0.00 | 2022-06-22 | |
| 2022-03-20 | Sweeney Brandon Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +54,325 82,441 owned after | $0.00 | 2022-06-22 | |
| 2022-03-20 | Sweeney Brandon Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +54,325 54,325 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,568 7,568 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +39,330 152,399 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +8,650 8,650 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | St. Ledger Susan Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +11,250 112,500 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | Ford Todd R Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,250 50,000 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +14,611 86,285 owned after | $0.00 | 2022-03-22 | |
| 2022-03-20 | Zarmi Sigal Director | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,125 12,500 owned after | $0.00 | 2022-03-22 | |
| 2022-01-31 | Sweeney Brandon Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +17,300 220,210 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Sweeney Brandon Officer (Chief Revenue Officer) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −6,426 213,784 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +34,600 34,600 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Holmes Marc Officer (Chief Marketing Officer) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −11,446 23,134 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,275 210,303 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −12,857 197,446 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −3,198 485,844 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,950 511,794 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | Dadgar Armon Director, Officer (Chief Technology Officer) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −8,041 503,753 owned after | $0.00 | 2022-05-16 | |
| 2022-01-31 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +77,825 149,499 owned after | $0.00 | 2022-03-22 | |
| 2022-01-31 | McJannet David Director, Officer (CEO and Chairman) | 4 | Class B Common Stock Derivative · Direct | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | −36,430 113,069 owned after | $0.00 | 2022-03-22 | |
| 2022-01-24 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +3,500 183,528 owned after | $0.23 exercise price | 2022-05-16 | |
| 2022-01-24 | Welihinda Navam Officer (Chief Financial Officer) | 4 | Class B Common Stock Derivative · Direct | C Conversion of derivative security | −3,500 180,028 owned after | $0.00 | 2022-05-16 |