Happen, Inc. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2011-08-19: Federal exemption Rule 506; Types of securities offered Equity; Series D Preferred Stock and the underlying Common Stock issuable upon conversion of such Preferred Stock.; Date of first sale 2011-07-28; Total offering amount $25,000,000.
- 2010-05-04: Federal exemption Rule 506; Types of securities offered Equity; Series C Preferred Stock and the underlying Common Stock issuable upon conversion of such Preferred Stock.; Date of first sale 2010-04-14; Total offering amount $24,489,996.
- 2009-03-27: Federal exemption Rule 506; Types of securities offered Equity; Series B Preferred Stock and the underlying Common Stock issuable upon conversion of such Preferred Stock.; Date of first sale 2009-03-13; Total offering amount $12,000,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2011-08-19 | Rule 506 | Equity; Series D Preferred Stock and the underlying Common Stock issuable upon conversion of such Preferred Stock. | 2011-07-28 | $25,000,000 | $25,000,000 | $0 | 9 |
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| 2010-05-04 | Rule 506 | Equity; Series C Preferred Stock and the underlying Common Stock issuable upon conversion of such Preferred Stock. | 2010-04-14 | $24,489,996 | $24,489,996 | $0 | 10 |
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| 2009-03-27 | Rule 506 | Equity; Series B Preferred Stock and the underlying Common Stock issuable upon conversion of such Preferred Stock. | 2009-03-13 | $12,000,000 | $11,999,997 | $3 | 7 |
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