GUESS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-12-16: Reporting owner CHIDONI ANTHONY; Form 4; Security Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-08-10: Reporting owner Herrero Amigo Victor; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2015-04-02: Reporting owner Sandeep Reddy; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-04-02: Reporting owner Relich Michael; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-12-16 | CHIDONI ANTHONY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $18.07 exercise price | 2015-12-18 | |
| 2015-08-10 holding as of filing | Herrero Amigo Victor Director, Officer (CEO and Director) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $20.03 exercise price | 2015-08-10 | ||
| 2015-04-02 | Sandeep Reddy Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,300 17,300 owned after | $18.20 exercise price | 2015-04-03 | |
| 2015-04-02 | Relich Michael Officer (COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,700 20,700 owned after | $18.20 exercise price | 2015-04-03 | |
| 2015-01-02 | CHIDONI ANTHONY Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $5.99 exercise price | 2015-01-05 |