GUESS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 20 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-17: Reporting owner Kershaw Nigel; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2012-12-17: Reporting owner Kershaw Nigel; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2012-12-17: Reporting owner Kershaw Nigel; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
- 2012-12-17: Reporting owner Kershaw Nigel; Form 3; Security Employee Stock Option (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $41.12 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $41.71 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $22.03 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $47.94 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $32.78 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $38.90 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $29.90 exercise price | 2012-12-17 | ||
| 2012-12-17 holding as of filing | Kershaw Nigel Officer (Interim CFO) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $31.36 exercise price | 2012-12-17 | ||
| 2012-12-07 | MARCIANO MAURICE Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 45,000 owned after | $22.03 exercise price | 2012-12-11 | |
| 2012-12-04 | CHIDONI ANTHONY Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,170 0 owned after | $2.08 exercise price | 2012-12-06 | |
| 2012-12-04 | CHIDONI ANTHONY Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $2.08 exercise price | 2012-12-06 | |
| 2012-12-03 | SECOR DENNIS R Officer (SVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $21.62 exercise price | 2012-12-05 | |
| 2012-12-03 | SECOR DENNIS R Officer (SVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 5,000 owned after | $22.03 exercise price | 2012-12-05 | |
| 2012-10-04 | CHIDONI ANTHONY Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 0 owned after | $2.39 exercise price | 2012-10-05 | |
| 2012-10-04 | CHIDONI ANTHONY Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,154 0 owned after | $2.39 exercise price | 2012-10-05 | |
| 2012-03-28 | SECOR DENNIS R Officer (SVP & CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.36 exercise price | 2012-03-30 | |
| 2012-03-28 | Prince J. Michael Officer (Chief Operating Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.36 exercise price | 2012-03-30 | |
| 2012-03-28 | Relich Michael Officer (EVP & CIO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $31.36 exercise price | 2012-03-30 | |
| 2012-03-28 | MARCIANO PAUL Director, Officer (Vice Chairman & CEO), 10% Owner | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,000 56,000 owned after | $31.36 exercise price | 2012-03-30 | |
| 2012-02-01 | Kuchinad Chet Officer (Chief People Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $31.81 exercise price | 2012-02-03 |