GUESS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-29: Reporting owner CHIDONI ANTHONY; Form 4; Security Stock Options (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-16: Reporting owner YEMENIDJIAN ALEX; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-12-16: Reporting owner YEMENIDJIAN ALEX; Form 4; Security Stock Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2014-04-02: Reporting owner Ernster Sharleen; Form 4; Security Employee Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-29 | CHIDONI ANTHONY Director | 4 | Stock Options (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,608 0 owned after | $5.99 exercise price | 2014-12-31 | |
| 2014-12-16 | YEMENIDJIAN ALEX Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $18.07 exercise price | 2014-12-18 | |
| 2014-12-16 | YEMENIDJIAN ALEX Director | 4 | Stock Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −24,000 0 owned after | $7.90 exercise price | 2014-12-18 | |
| 2014-04-02 | Ernster Sharleen Officer (Chief Design Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,200 11,200 owned after | $28.98 exercise price | 2014-04-04 | |
| 2014-04-02 | Sandeep Reddy Officer (CFO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,100 10,100 owned after | $28.98 exercise price | 2014-04-04 | |
| 2014-04-02 | Relich Michael Officer (COO) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,300 18,300 owned after | $28.98 exercise price | 2014-04-04 | |
| 2014-02-06 holding as of filing | Ernster Sharleen Officer (Chief Design Officer) | 3 | Employee Stock Option (right to buy) Derivative · Direct | Holding | $31.27 exercise price | 2014-02-06 | ||
| 2014-01-02 | CHIDONI ANTHONY Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,584 0 owned after | $6.00 exercise price | 2014-01-06 |