GUESS INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-11-13: Reporting owner MARCIANO MAURICE; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-10: Reporting owner MARCIANO MAURICE; Form 4; Security Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-08: Reporting owner MARCIANO PAUL; Form 4; Security Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-08: Reporting owner MARCIANO MAURICE; Form 4; Security Options (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-11-13 | MARCIANO MAURICE Director, Officer (Co-Chairman and Co-CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 100,000 owned after | $15.59 exercise price | 2006-11-16 | |
| 2006-11-10 | MARCIANO MAURICE Director, Officer (Co-Chairman and Co-CEO), 10% Owner | 4 | Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −55,000 130,000 owned after | $15.59 exercise price | 2006-11-14 | |
| 2006-11-08 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $17.36 exercise price | 2006-11-09 | |
| 2006-11-08 | MARCIANO MAURICE Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Options (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −65,000 185,000 owned after | $15.59 exercise price | 2006-11-09 | |
| 2006-11-06 | SHACHTMAN NANCY Officer (President of Wholesale) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,800 0 owned after | $5.21 exercise price | 2006-11-08 | |
| 2006-11-06 | ALBERINI CARLOS Director, Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 35,000 owned after | $4.63 exercise price | 2006-11-08 | |
| 2006-09-12 | SHACHTMAN NANCY Officer (President of Wholesale) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 6,800 owned after | $5.21 exercise price | 2006-09-14 | |
| 2006-09-06 | SHACHTMAN NANCY Officer (President of Wholesale) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,200 18,800 owned after | $5.21 exercise price | 2006-09-08 | |
| 2006-08-07 | SHACHTMAN NANCY Officer (President of Wholesale) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 12,500 owned after | $7.31 exercise price | 2006-08-09 | |
| 2006-07-18 | Isaacson-Leibowitz Kay Director | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,415 2,415 owned after | $40.24 exercise price | 2006-07-20 | |
| 2006-07-05 | SECOR DENNIS R Officer (SVP & CFO) | 4 | Stock Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $40.35 exercise price | 2006-07-05 | |
| 2006-06-15 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $6.51 exercise price | 2006-06-19 | |
| 2006-06-15 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,125 0 owned after | $7.10 exercise price | 2006-06-19 | |
| 2006-06-15 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 1,875 owned after | $4.15 exercise price | 2006-06-19 | |
| 2006-06-15 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 3,750 owned after | $12.00 exercise price | 2006-06-19 | |
| 2006-06-15 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,826 1,478 owned after | $11.98 exercise price | 2006-06-19 | |
| 2006-06-15 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 5,625 owned after | $11.98 exercise price | 2006-06-19 | |
| 2006-06-15 | ALBERINI CARLOS Director, Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 135,000 owned after | $4.63 exercise price | 2006-06-19 | |
| 2006-06-14 | Neuburger Karen Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,261 0 owned after | $11.98 exercise price | 2006-06-16 | |
| 2006-06-14 | Neuburger Karen Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,875 5,625 owned after | $11.98 exercise price | 2006-06-16 | |
| 2006-03-10 | ALBERINI CARLOS Director, Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,900 170,000 owned after | $4.63 exercise price | 2006-03-10 | |
| 2006-03-09 | ALBERINI CARLOS Director, Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,100 186,900 owned after | $4.63 exercise price | 2006-03-10 | |
| 2006-03-06 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,800 26,800 owned after | $36.20 exercise price | 2006-03-10 | |
| 2006-03-06 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4/A | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,900 30,900 owned after | $36.20 exercise price | 2006-03-10 | |
| 2006-03-06 | SHACHTMAN NANCY Officer (President of Wholesale) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-06 | Relich Michael Officer (SVP/Chief Information Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,700 1,700 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-06 | ALBERINI CARLOS Director, Officer (President and COO) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,100 6,100 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-06 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,800 26,800 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-06 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,900 30,900 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-06 | MARCIANO MAURICE Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,900 43,900 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-06 | MARCIANO MAURICE Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,800 27,800 owned after | $36.20 exercise price | 2006-03-08 | |
| 2006-03-03 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 60,000 owned after | $15.59 exercise price | 2006-03-06 | |
| 2006-02-22 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 70,000 owned after | $15.59 exercise price | 2006-02-23 | |
| 2006-02-21 | MARCIANO PAUL Director, Officer (Co-Chairman & Co-CEO), 10% Owner | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −160,000 90,000 owned after | $15.59 exercise price | 2006-02-23 | |
| 2006-02-21 | SHACHTMAN NANCY Officer (President of Wholesale) | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 3,750 owned after | $17.36 exercise price | 2006-02-23 | |
| 2006-02-01 | Pearson Stephen L Officer (EVP/Chief Supply Chain Officer) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $44.10 exercise price | 2006-02-03 | |
| 2006-01-03 | CHIDONI ANTHONY Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $36.13 exercise price | 2006-01-05 | |
| 2006-01-03 | Neuburger Karen Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $36.13 exercise price | 2006-01-05 | |
| 2006-01-03 | KANE ALICE Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $36.13 exercise price | 2006-01-05 | |
| 2006-01-03 | YEMENIDJIAN ALEX Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $36.13 exercise price | 2006-01-05 |