GlobalSCAPE, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-05: Reporting owner Hopen Chris A; Form 5; Security Stock options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-05: Reporting owner Conyers Doug; Form 5; Security Stock options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-05: Reporting owner Buie William E; Form 5; Security Stock options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-05: Reporting owner Robinson Craig A; Form 5; Security Stock options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-05 | Hopen Chris A Officer (President of subsidiary Tappin) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $1.91 | 2012-02-14 | |
| 2011-12-05 | Conyers Doug Officer (SVP of Engineering) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 300,000 owned after | $1.91 | 2012-02-09 | |
| 2011-12-05 | Buie William E Officer (Executive VP of Sales) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 180,000 owned after | $1.91 | 2012-02-09 | |
| 2011-12-05 | Robinson Craig A | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 560,000 owned after | $1.91 | 2012-02-09 | |
| 2011-12-05 | Morris James R Director, Officer (Chief Executive Officer) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 560,000 owned after | $1.91 | 2012-02-09 | |
| 2011-05-16 | Hawkins Thomas Randall Officer (Chief Financial Officer) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $2.16 | 2012-02-09 | |
| 2011-03-30 | Conyers Doug Officer (SVP of Engineering) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 250,000 owned after | $2.60 | 2012-02-09 | |
| 2011-01-03 | Conyers Doug Officer (SVP of Engineering) | 5 | Stock options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 180,000 owned after | $2.10 | 2012-02-09 |