GlobalSCAPE, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-10-22: Reporting owner POOLE CHARLES R; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2007-09-27: Reporting owner Simmons Kelly Edwards; Form 3; Security Employee Stock Options; Transaction Holding.
- 2007-09-18: Reporting owner Hoffer Gregory T; Form 4/A; Security Stock Options; Transaction J Other acquisition or disposition (describe transaction).
- 2007-09-17: Reporting owner Hoffer Gregory T; Form 4/A; Security Employee Stock Options; Transaction S Open market or private sale of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-10-22 | POOLE CHARLES R Director, Officer (President and COO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −150,000 300,000 owned after | $0.16 | 2007-11-02 | |
| 2007-09-27 holding as of filing | Simmons Kelly Edwards Officer (Chief Financial Officer) | 3 | Employee Stock Options Derivative · Direct | Holding | $4.25 exercise price | 2007-09-27 | ||
| 2007-09-18 | Hoffer Gregory T Other (VP of Engineering, CTO,Insider) | 4/A | Stock Options Derivative · Indirect · By wife | J Other acquisition or disposition (describe transaction) | −1,700 0 owned after | $0.15 | 2008-01-16 | |
| 2007-09-17 | Hoffer Gregory T Other (VP of Engineering, CTO,Insider) | 4/A | Employee Stock Options Derivative · Indirect · By wife | S Open market or private sale of non-derivative or derivative security | −3,300 1,700 owned after | $0.15 | 2008-01-16 | |
| 2007-09-17 | Hoffer Gregory T Other (VP of Engineering, CTO,Insider) | 4 | Employee Stock Options Derivative · Indirect · By wife | P Open market or private purchase of non-derivative or derivative security | −3,300 101,700 owned after | $495.00 | 2007-11-19 | |
| 2007-07-03 holding as of filing | Ohlenbusch Ellen Officer (VP MARKETING) | 3/A | Stock Options Derivative · Direct | Holding | $3.14 exercise price | 2007-07-03 | ||
| 2007-06-01 | Morgan Frank M Director | 4 | stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 40,000 owned after | $3.10 | 2007-07-03 | |
| 2007-06-01 | Renfro Phillip M Director | 4 | stock option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 40,000 owned after | $3.10 | 2007-07-03 | |
| 2007-06-01 | MANN DAVID L Director, 10% Owner | 4 | stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 40,000 owned after | $3.10 | 2007-07-03 | |
| 2007-06-01 | BROWN THOMAS W Director, 10% Owner | 4 | stock options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 40,000 owned after | $3.10 | 2007-07-03 | |
| 2007-02-14 holding as of filing | Renfro Phillip M Director | 3 | stock option Derivative · Direct | Holding | $3.10 exercise price | 2007-02-14 | ||
| 2007-02-14 holding as of filing | Shavit Tsachi Chuck Officer (CHIEF SCIENTIST) | 3 | Stock options Derivative · Direct | Holding | $3.14 exercise price | 2007-02-14 | ||
| 2007-02-14 holding as of filing | Ohlenbusch Ellen Officer (VP MARKETING) | 3 | Stock Options Derivative · Direct | Holding | $3.14 exercise price | 2007-02-14 | ||
| 2007-02-14 holding as of filing | Morgan Frank M Director | 3 | Stock options Derivative · Direct | Holding | $2.50 exercise price | 2007-02-14 | ||
| 2007-02-13 holding as of filing | MANN DAVID L Director, 10% Owner | 5 | Stock options Derivative · Direct | Holding | 20,000 owned after | $2.80 exercise price | 2007-02-13 | |
| 2007-02-13 holding as of filing | BROWN THOMAS W Director, 10% Owner | 5 | Stock options Derivative · Direct | Holding | 20,000 owned after | $2.80 exercise price | 2007-02-13 |