GlobalSCAPE, Inc Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows, 19 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-06-06: Reporting owner Lagmark Stefan; Form 4; Security SOP 2000; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-05-31: Reporting owner Farar Thomas Frederick; Form 4; Security Common Stock 2000 SOP; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-02-13: Reporting owner POOLE CHRISTAL SANDRA; Form 5; Security Common Stock '98 SOP; Transaction Holding.
- 2006-02-13: Reporting owner POOLE CHRISTAL SANDRA; Form 5; Security Common Stock '98 SOP; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-06-06 | Lagmark Stefan Other (VP Mktg & Product Mgt/Insider) | 4 | SOP 2000 Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +24,750 50,250 owned after | $0.01 | 2006-06-06 | |
| 2006-05-31 | Farar Thomas Frederick Officer (Chief Financial Officer, S/T) | 4 | Common Stock 2000 SOP Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,000 67,000 owned after | $0.15 | 2006-06-01 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '98 SOP Derivative · Direct | Holding | 458,571 owned after | $0.01 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '98 SOP Derivative · Direct | Holding | 57,000 owned after | $0.01 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 191,667 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '00 Derivative · Direct | Holding | 191,667 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 191,666 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 25,000 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 25,000 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHRISTAL SANDRA 10% Owner | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 25,000 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | Farar Thomas Frederick Officer (Chief Financial Officer, S/T) | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 100,000 owned after | $0.15 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | Gehring Jeff Other (VP of Sales/Insider) | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 100,000 owned after | $0.15 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | Hoffer Gregory T Other (VP of Engineering, CTO,Insider) | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 50,000 owned after | $0.46 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | Hoffer Gregory T Other (VP of Engineering, CTO,Insider) | 5 | Common Stock Derivative · Direct | Holding | 30,000 owned after | $0.12 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | Hoffer Gregory T Other (VP of Engineering, CTO,Insider) | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 20,000 owned after | $0.33 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | Lagmark Stefan Other (VP Mktg & Product Mgt/Insider) | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 75,000 owned after | $0.13 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHARLES R Director, Officer (President and COO) | 5 | Common Stock Derivative · Direct | Holding | 150,000 owned after | $0.15 exercise price | 2006-02-13 | |
| 2006-02-13 holding as of filing | POOLE CHARLES R Director, Officer (President and COO) | 5 | Common Stock '00 SOP Derivative · Direct | Holding | 300,000 owned after | $0.31 exercise price | 2006-02-13 | |
| 2006-01-09 | POOLE CHRISTAL SANDRA 10% Owner | 4 | Common Stock '98 SOP Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −458,571 0 owned after | $0.01 | 2006-01-10 |