GlobalSCAPE, Inc Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 23 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-19: Reporting owner ALBRECHT JAMES W JR; Form 3; Security Stock options (right to buy); Transaction Holding.
- 2012-02-10: Reporting owner Morgan Frank M; Form 5; Security Stock options (right to buy); Transaction Holding.
- 2012-02-10: Reporting owner Morgan Frank M; Form 5; Security Stock options (right to buy); Transaction Holding.
- 2012-02-10: Reporting owner Morgan Frank M; Form 5; Security Stock options (right to buy); Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-19 holding as of filing | ALBRECHT JAMES W JR Officer (Chief Financial Officer) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $2.10 exercise price | 2012-07-19 | ||
| 2012-02-10 holding as of filing | Morgan Frank M Director | 5 | Stock options (right to buy) Derivative · Direct | Holding | 20,000 owned after | $2.50 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | Morgan Frank M Director | 5 | Stock options (right to buy) Derivative · Direct | Holding | 40,000 owned after | $3.10 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | Morgan Frank M Director | 5 | Stock options (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.00 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | Renfro Phillip M Director | 5 | Stock options (right to buy) Derivative · Direct | Holding | 20,000 owned after | $3.10 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | Renfro Phillip M Director | 5 | Stock options (right to buy) Derivative · Direct | Holding | 40,000 owned after | $3.10 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | Renfro Phillip M Director | 5 | Stock options (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.00 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | MANN DAVID L Director, 10% Owner | 5 | Stock options (right to buy) Derivative · Direct | Holding | 20,000 owned after | $2.80 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | MANN DAVID L Director, 10% Owner | 5 | Stock options (right to buy) Derivative · Direct | Holding | 40,000 owned after | $3.10 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | MANN DAVID L Director, 10% Owner | 5 | Stock options (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.00 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | BROWN THOMAS W Director, 10% Owner | 5 | Stock options (right to buy) Derivative · Direct | Holding | 20,000 owned after | $2.80 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | BROWN THOMAS W Director, 10% Owner | 5 | Stock options (right to buy) Derivative · Direct | Holding | 40,000 owned after | $3.10 exercise price | 2012-02-10 | |
| 2012-02-10 holding as of filing | BROWN THOMAS W Director, 10% Owner | 5 | Stock options (right to buy) Derivative · Direct | Holding | 60,000 owned after | $2.00 exercise price | 2012-02-10 | |
| 2012-02-09 holding as of filing | Smith Desiree L Officer (Interim Chief Financial Office) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $1.02 exercise price | 2012-02-09 | ||
| 2012-02-09 holding as of filing | Smith Desiree L Officer (Interim Chief Financial Office) | 3 | Stock options (right to buy) Derivative · Direct | Holding | $2.36 exercise price | 2012-02-09 | ||
| 2012-02-09 holding as of filing | Conyers Doug Officer (SVP of Engineering) | 5 | Stock options (right to buy) Derivative · Direct | Holding | 100,000 owned after | $3.00 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Conyers Doug Officer (SVP of Engineering) | 5 | Stock options (right to buy) Derivative · Direct | Holding | 145,000 owned after | $0.85 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Conyers Doug Officer (SVP of Engineering) | 5 | Stock options (right to buy) Derivative · Direct | Holding | 160,000 owned after | $1.47 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Buie William E Officer (Executive VP of Sales) | 5 | Stock options (right to buy) Derivative · Direct | Holding | 150,000 owned after | $1.35 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Robinson Craig A | 5 | Stock options (right to buy) Derivative · Direct | Holding | 300,000 owned after | $1.15 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Robinson Craig A | 5 | Stock option (right to buy) Derivative · Direct | Holding | 400,000 owned after | $1.83 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Morris James R Director, Officer (Chief Executive Officer) | 5 | Stock options (right to buy) Derivative · Direct | Holding | 300,000 owned after | $1.55 exercise price | 2012-02-09 | |
| 2012-02-09 holding as of filing | Morris James R Director, Officer (Chief Executive Officer) | 5 | Stock options (right to buy) Derivative · Direct | Holding | 400,000 owned after | $1.83 exercise price | 2012-02-09 |