GEN PROBE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 40 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-15: Reporting owner Jorgine Ellerbrock; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-06: Reporting owner GARGAN PAUL E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-05: Reporting owner GARGAN PAUL E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-12-05: Reporting owner GARGAN PAUL E; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-15 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 22,725 owned after | $42.66 exercise price | 2011-12-19 | |
| 2011-12-06 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,000 8,000 owned after | $49.29 exercise price | 2011-12-08 | |
| 2011-12-05 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,222 5,688 owned after | $38.51 exercise price | 2011-12-06 | |
| 2011-12-05 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $42.50 exercise price | 2011-12-06 | |
| 2011-12-02 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,090 7,910 owned after | $38.51 exercise price | 2011-12-06 | |
| 2011-12-02 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,910 0 owned after | $36.59 exercise price | 2011-12-06 | |
| 2011-11-30 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,600 owned after | $38.51 exercise price | 2011-12-02 | |
| 2011-11-29 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,342 0 owned after | $29.53 exercise price | 2011-12-01 | |
| 2011-11-28 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,125 4,646 owned after | $42.50 exercise price | 2011-11-30 | |
| 2011-11-28 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,875 6,125 owned after | $38.51 exercise price | 2011-11-30 | |
| 2011-11-22 | SCHNEIDER PHILLIP M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 0 owned after | $9.60 exercise price | 2011-11-25 | |
| 2011-11-01 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,075 24,725 owned after | $42.66 exercise price | 2011-11-03 | |
| 2011-11-01 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −925 8,125 owned after | $38.51 exercise price | 2011-11-03 | |
| 2011-09-16 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 9,000 owned after | $38.51 exercise price | 2011-09-20 | |
| 2011-09-01 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,000 10,000 owned after | $38.51 exercise price | 2011-09-02 | |
| 2011-08-30 | Lai Eric Hon Cheong Officer (Sr. V.P., Research & Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,104 9,896 owned after | $37.95 exercise price | 2011-09-01 | |
| 2011-08-17 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 9,050 owned after | $38.51 exercise price | 2011-08-19 | |
| 2011-08-05 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,000 13,000 owned after | $38.51 exercise price | 2011-08-09 | |
| 2011-05-19 | NORDHOFF HENRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | SULLIVAN PATRICK J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | SOFAER ABRAHAM D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | Shapiro Lucy Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | SCHNEIDER PHILLIP M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | MARTIN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | KESSLER ARMIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-05-19 | BROWN JOHN W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $82.87 exercise price | 2011-05-23 | |
| 2011-02-23 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 3,265 owned after | $42.50 exercise price | 2011-02-25 | |
| 2011-02-18 | Tardif Eric Officer (SVP, Corp Strat & Market) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,535 17,365 owned after | $42.66 exercise price | 2011-02-23 | |
| 2011-02-18 | Tardif Eric Officer (SVP, Corp Strat & Market) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,187 7,813 owned after | $37.95 exercise price | 2011-02-23 | |
| 2011-02-18 | Tardif Eric Officer (SVP, Corp Strat & Market) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,412 5,688 owned after | $38.51 exercise price | 2011-02-23 | |
| 2011-02-10 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,642 18,642 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | Tardif Eric Officer (SVP, Corp Strat & Market) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,081 21,081 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,173 25,173 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,141 24,141 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,182 21,182 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,998 20,998 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | Lai Eric Hon Cheong Officer (Sr. V.P., Research & Dev.) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,713 27,713 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,583 27,583 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,251 28,251 owned after | $63.80 exercise price | 2011-02-14 | |
| 2011-02-10 | HULL CARL Director, Officer (President and CEO) | 4 | Stock Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +112,500 112,500 owned after | $63.80 exercise price | 2011-02-14 |