GEN PROBE INC Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 62 rows, 62 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-01: Reporting owner Yang Christina C; Form 4; Security Performance Stock Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-08-01: Reporting owner Yang Christina C; Form 4; Security Performance Stock Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-08-01: Reporting owner Tardif Eric; Form 4; Security Performance Stock Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2012-08-01: Reporting owner Tardif Eric; Form 4; Security Performance Stock Rights; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-01 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,386 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,104 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | Tardif Eric Officer (SVP, Corp Dev & Market) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,395 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | Tardif Eric Officer (SVP, Corp Dev & Market) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −8,958 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,087 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −363 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,816 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,860 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,984 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,743 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,208 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,407 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,600 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,209 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −11,028 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,134 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,564 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | HULL CARL Director, Officer (Chairman and CEO) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,001 0 owned after | no price filed | 2012-08-02 | |
| 2012-08-01 | HULL CARL Director, Officer (Chairman and CEO) | 4 | Performance Stock Rights Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −40,000 0 owned after | no price filed | 2012-08-02 | |
| 2012-02-22 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34 577 owned after | $0.00 | 2012-02-24 | |
| 2012-02-22 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −214 363 owned after | $0.00 | 2012-02-24 | |
| 2012-02-16 holding as of filing | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 3 | Performance Stock Rights Derivative · Direct | Holding | no price filed | 2012-02-16 | ||
| 2012-02-16 holding as of filing | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 3 | Performance Stock Rights Derivative · Direct | Holding | no price filed | 2012-02-16 | ||
| 2012-02-10 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +102 1,731 owned after | $0.00 | 2012-02-16 | |
| 2012-02-10 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −644 1,087 owned after | $0.00 | 2012-02-16 | |
| 2012-02-10 | HANSEN BRIAN B Officer (SVP, Global Sales & Service) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,816 6,816 owned after | $0.00 | 2012-02-16 | |
| 2012-02-10 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +226 3,804 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,418 2,386 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Tardif Eric Officer (SVP, Corp Dev & Market) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +227 3,819 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Tardif Eric Officer (SVP, Corp Dev & Market) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,424 2,395 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +271 4,560 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,700 2,860 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +297 4,997 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,863 3,134 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | HULL CARL Director, Officer (Chairman and CEO) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +949 15,949 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | HULL CARL Director, Officer (Chairman and CEO) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,948 10,001 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +201 3,377 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,259 2,118 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +260 4,373 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,630 2,743 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228 3,837 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,430 2,407 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +304 5,117 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Performance Stock Rights Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,908 3,209 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,104 7,104 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Tardif Eric Officer (SVP, Corp Dev & Market) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,958 8,958 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,984 7,984 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,208 10,208 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,600 9,600 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +12,564 12,564 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | HULL CARL Director, Officer (Chairman and CEO) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2012-02-14 | |
| 2012-02-10 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,028 11,028 owned after | $0.00 | 2012-02-14 | |
| 2011-02-10 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,176 3,176 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | Tardif Eric Officer (SVP, Corp Strat & Market) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,592 3,592 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,162 4,162 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | Jorgine Ellerbrock Officer (Senior VP, Operations) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,113 4,113 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,609 3,609 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | Yang Christina C Officer (Senior VP, Reg Affairs & Qual) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,578 3,578 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | Lai Eric Hon Cheong Officer (Sr. V.P., Research & Dev.) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,722 4,722 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,700 4,700 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,813 4,813 owned after | $0.00 | 2011-02-14 | |
| 2011-02-10 | HULL CARL Director, Officer (President and CEO) | 4 | Performance Stock Rights Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2011-02-14 |