GEN PROBE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 56 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-12-19: Reporting owner NORDHOFF HENRY L; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-18: Reporting owner MIMMS LARRY; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-12-18: Reporting owner BOWEN R WILLIAM; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2006-11-20: Reporting owner MIMMS LARRY; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-12-19 | NORDHOFF HENRY L Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 3,292 owned after | $13.66 exercise price | 2006-12-20 | |
| 2006-12-18 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 3,787 owned after | $12.29 exercise price | 2006-12-20 | |
| 2006-12-18 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −957 37,787 owned after | $29.53 exercise price | 2006-12-20 | |
| 2006-11-20 | MIMMS LARRY Officer (Exec. VP, Research & Devlp.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 4,587 owned after | $12.29 exercise price | 2006-11-21 | |
| 2006-10-16 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 5,387 owned after | $12.29 exercise price | 2006-10-18 | |
| 2006-09-18 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 6,187 owned after | $12.29 exercise price | 2006-09-18 | |
| 2006-08-21 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 6,987 owned after | $12.29 exercise price | 2006-08-21 | |
| 2006-08-15 | Kondor Stephen J Officer (VP, Sales & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | DeWalt Diana Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | EDELSHAIN MARTIN B Officer (VP, Corporate Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | ROSENMAN HERM Officer (VP, Finance & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,000 17,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-15 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,000 32,000 owned after | $49.29 exercise price | 2006-08-16 | |
| 2006-08-07 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −182 575 owned after | $12.29 exercise price | 2006-08-08 | |
| 2006-08-07 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −574 38,744 owned after | $29.53 exercise price | 2006-08-08 | |
| 2006-07-17 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 7,787 owned after | $12.29 exercise price | 2006-07-18 | |
| 2006-06-19 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 8,587 owned after | $12.29 exercise price | 2006-06-20 | |
| 2006-05-18 | NORDHOFF HENRY L Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | SCHNEIDER PHILLIP M Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | SOFAER ABRAHAM D Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | MCNAMEE BRIAN A Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | DITTAMORE RAYMOND V Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | KESSLER ARMIN M Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | JEMISON MAE Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-18 | BROWN JOHN W Director | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $52.69 exercise price | 2006-05-18 | |
| 2006-05-15 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 9,387 owned after | $12.29 exercise price | 2006-05-15 | |
| 2006-05-11 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −204 0 owned after | $12.29 exercise price | 2006-05-12 | |
| 2006-05-11 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,426 757 owned after | $12.29 exercise price | 2006-05-12 | |
| 2006-05-11 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,370 39,318 owned after | $29.53 exercise price | 2006-05-12 | |
| 2006-05-05 | NORDHOFF HENRY L Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 23,292 owned after | $13.66 exercise price | 2006-05-08 | |
| 2006-04-17 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 10,187 owned after | $12.29 exercise price | 2006-04-17 | |
| 2006-03-20 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 10,987 owned after | $12.29 exercise price | 2006-03-22 | |
| 2006-03-16 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,174 20,406 owned after | $12.29 exercise price | 2006-03-20 | |
| 2006-03-16 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,326 1,658 owned after | $12.29 exercise price | 2006-03-20 | |
| 2006-03-15 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −318 0 owned after | $12.29 exercise price | 2006-03-15 | |
| 2006-03-15 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 739 owned after | $13.66 exercise price | 2006-03-15 | |
| 2006-03-15 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,466 6,707 owned after | $12.29 exercise price | 2006-03-15 | |
| 2006-02-27 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,252 0 owned after | $12.29 exercise price | 2006-03-01 | |
| 2006-02-27 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,716 11,787 owned after | $12.29 exercise price | 2006-03-01 | |
| 2006-02-27 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,670 46,330 owned after | $29.53 exercise price | 2006-03-01 | |
| 2006-02-21 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 14,503 owned after | $12.29 exercise price | 2006-02-21 | |
| 2006-02-06 | NORDHOFF HENRY L Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 324,673 owned after | $12.29 exercise price | 2006-02-06 | |
| 2006-01-17 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −400 14,903 owned after | $12.29 exercise price | 2006-01-19 | |
| 2006-01-09 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,920 9,544 owned after | $12.29 exercise price | 2006-01-10 | |
| 2006-01-09 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,603 14,707 owned after | $12.29 exercise price | 2006-01-10 | |
| 2006-01-09 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,477 36,749 owned after | $13.66 exercise price | 2006-01-10 | |
| 2006-01-09 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,752 542 owned after | $12.29 exercise price | 2006-01-09 | |
| 2006-01-09 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,742 7,085 owned after | $12.29 exercise price | 2006-01-09 | |
| 2006-01-09 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,506 3,876 owned after | $29.53 exercise price | 2006-01-09 | |
| 2006-01-03 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,432 23,568 owned after | $29.53 exercise price | 2006-01-05 | |
| 2006-01-03 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −239 318 owned after | $12.29 exercise price | 2006-01-05 | |
| 2006-01-03 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −943 1,572 owned after | $13.66 exercise price | 2006-01-05 | |
| 2006-01-03 | FREIBERG GLEN PAUL Officer (VP, Reg. & Gov. Affairs) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,886 8,173 owned after | $12.29 exercise price | 2006-01-05 |