GEN PROBE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 31 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-10-07: Reporting owner NORDHOFF HENRY L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-10-06: Reporting owner NORDHOFF HENRY L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-09-04: Reporting owner NORDHOFF HENRY L; Form 4; Security Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2009-08-17: Reporting owner GARGAN PAUL E; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-10-07 | NORDHOFF HENRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 47,918 owned after | $12.29 exercise price | 2009-10-08 | |
| 2009-10-06 | NORDHOFF HENRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −42,000 89,918 owned after | $12.29 exercise price | 2009-10-08 | |
| 2009-09-04 | NORDHOFF HENRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 131,918 owned after | $12.29 exercise price | 2009-09-21 | |
| 2009-08-17 | GARGAN PAUL E Officer (SVP, Business Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | Yang Christina C Officer (Senior VP Clin, Reg & Qual) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | Tardif Eric Officer (Senior VP, Corporate Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,100 9,100 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | Lai Eric Hon Cheong Officer (Sr. V.P., Research & Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,500 6,500 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | Kondor Stephen J Officer (Senior VP, Sales & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | Jorgine Ellerbrock Officer (Senior VP Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,600 15,600 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,000 14,000 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,600 15,600 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-08-17 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,300 16,300 owned after | $38.51 exercise price | 2009-08-19 | |
| 2009-05-19 | NORDHOFF HENRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 231,918 owned after | $12.29 exercise price | 2009-05-21 | |
| 2009-05-18 | HULL CARL Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $43.72 exercise price | 2009-05-20 | |
| 2009-05-14 | BROWN JOHN W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | Shapiro Lucy Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | MARTIN JOHN C Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | KESSLER ARMIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | SCHNEIDER PHILLIP M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | SOFAER ABRAHAM D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | DITTAMORE RAYMOND V Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-05-14 | NORDHOFF HENRY L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $43.24 exercise price | 2009-05-18 | |
| 2009-03-12 holding as of filing | GARGAN PAUL E Officer (SVP, Business Dev.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $29.53 exercise price | 2009-03-12 | ||
| 2009-03-12 holding as of filing | GARGAN PAUL E Officer (SVP, Business Dev.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $36.59 exercise price | 2009-03-12 | ||
| 2009-03-12 holding as of filing | GARGAN PAUL E Officer (SVP, Business Dev.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $42.50 exercise price | 2009-03-12 | ||
| 2009-03-12 holding as of filing | GARGAN PAUL E Officer (SVP, Business Dev.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $49.29 exercise price | 2009-03-12 | ||
| 2009-03-12 holding as of filing | GARGAN PAUL E Officer (SVP, Business Dev.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $60.82 exercise price | 2009-03-12 | ||
| 2009-03-12 holding as of filing | GARGAN PAUL E Officer (SVP, Business Dev.) | 3 | Employee Stock Option (Right to Buy) Derivative · Direct | Holding | $60.15 exercise price | 2009-03-12 | ||
| 2009-03-02 | Tardif Eric Officer (Senior VP, Corporate Strategy) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $37.95 exercise price | 2009-03-03 | |
| 2009-03-02 | Lai Eric Hon Cheong Officer (Sr. V.P., Research & Dev.) | 4 | Employee Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $37.95 exercise price | 2009-03-03 |