GEN PROBE INC Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 54 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-03: Reporting owner Jorgine Ellerbrock; Form 4; Security Employee Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-10-01: Reporting owner MARTIN JOHN C; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-09-14: Reporting owner DeWalt Diana; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2007-09-13: Reporting owner DeWalt Diana; Form 4; Security Employee Stock Option (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-03 | Jorgine Ellerbrock Officer (Senior VP Operations) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $65.37 exercise price | 2007-12-04 | |
| 2007-10-01 | MARTIN JOHN C Director | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $67.44 exercise price | 2007-10-09 | |
| 2007-09-14 | DeWalt Diana Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,300 15,000 owned after | $42.50 exercise price | 2007-09-14 | |
| 2007-09-13 | DeWalt Diana Officer (VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −700 24,300 owned after | $42.50 exercise price | 2007-09-14 | |
| 2007-09-04 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −192 1,126 owned after | $29.53 exercise price | 2007-09-17 | |
| 2007-09-04 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,000 7,660 owned after | $36.59 exercise price | 2007-09-17 | |
| 2007-08-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,042 13,542 owned after | $36.59 exercise price | 2007-09-04 | |
| 2007-08-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,460 0 owned after | $29.53 exercise price | 2007-09-04 | |
| 2007-08-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,875 8,125 owned after | $42.50 exercise price | 2007-09-04 | |
| 2007-08-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,250 12,750 owned after | $49.29 exercise price | 2007-09-04 | |
| 2007-08-15 | Yang Christina C Officer (Senior VP Clin, Reg & Qual) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | ROSENMAN HERM Officer (Senior VP, Finance & CFO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −20,000 20,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | EDELSHAIN MARTIN B Officer (Senior VP, Corp. Development) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | DeWalt Diana Officer (Senior VP, Human Resources) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | HULL CARL Officer (EVP and COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | KACIAN DANIEL L Officer (Exec. VP, Chief Scientist) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-15 | NORDHOFF HENRY L Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $60.82 exercise price | 2007-08-17 | |
| 2007-08-07 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,969 1,318 owned after | $29.53 exercise price | 2007-08-09 | |
| 2007-08-07 | BOWEN R WILLIAM Officer (Senior VP, General Counsel) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,340 23,660 owned after | $36.59 exercise price | 2007-08-09 | |
| 2007-08-07 | ROSENMAN HERM Officer (VP, Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,097 0 owned after | $13.66 exercise price | 2007-08-08 | |
| 2007-08-07 | ROSENMAN HERM Officer (VP, Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,957 0 owned after | $12.29 exercise price | 2007-08-08 | |
| 2007-08-07 | ROSENMAN HERM Officer (VP, Finance & CFO) | 4 | Stock Option Right to Buy Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,977 0 owned after | $12.29 exercise price | 2007-08-08 | |
| 2007-08-07 | ROSENMAN HERM Officer (VP, Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,669 50,288 owned after | $29.53 exercise price | 2007-08-08 | |
| 2007-08-06 | ROSENMAN HERM Officer (VP, Finance & CFO) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,300 22,957 owned after | $12.29 exercise price | 2007-08-08 | |
| 2007-08-06 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,416 14,584 owned after | $36.59 exercise price | 2007-08-08 | |
| 2007-08-06 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,750 1,460 owned after | $29.53 exercise price | 2007-08-08 | |
| 2007-08-06 | NORDHOFF HENRY L Director, Officer (President and CEO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 18,881 owned after | $12.29 exercise price | 2007-08-08 | |
| 2007-08-06 | DITTAMORE RAYMOND V Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,000 0 owned after | $6.75 exercise price | 2007-08-08 | |
| 2007-08-06 | DITTAMORE RAYMOND V Director | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $19.19 exercise price | 2007-08-08 | |
| 2007-05-31 | SOFAER ABRAHAM D Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | SCHNEIDER PHILLIP M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | KESSLER ARMIN M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | JEMISON MAE Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | DITTAMORE RAYMOND V Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | BROWN JOHN W Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | Yang Christina C Officer (VP Clin, Reg & Qual) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +32,500 32,500 owned after | $54.09 exercise price | 2007-06-01 | |
| 2007-05-31 | Kondor Stephen J Officer (VP, Sales & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,436 3,021 owned after | $42.50 exercise price | 2007-06-01 | |
| 2007-05-30 | Kondor Stephen J Officer (VP, Sales & Marketing) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −543 4,457 owned after | $42.50 exercise price | 2007-06-01 | |
| 2007-05-30 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 10,287 owned after | $29.53 exercise price | 2007-06-01 | |
| 2007-05-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,620 0 owned after | $12.29 exercise price | 2007-06-01 | |
| 2007-05-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,416 0 owned after | $13.66 exercise price | 2007-06-01 | |
| 2007-05-30 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −31,790 38,210 owned after | $29.53 exercise price | 2007-06-01 | |
| 2007-05-14 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,786 1,620 owned after | $12.29 exercise price | 2007-05-16 | |
| 2007-05-14 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,000 2,328 owned after | $13.66 exercise price | 2007-05-16 | |
| 2007-05-14 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −570 1,088 owned after | $12.29 exercise price | 2007-05-16 | |
| 2007-04-16 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 43,130 owned after | $29.53 exercise price | 2007-04-17 | |
| 2007-03-19 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 43,930 owned after | $29.53 exercise price | 2007-03-19 | |
| 2007-03-09 | CONWAY NIALL M Officer (Executive Vice President) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,000 9,406 owned after | $12.29 exercise price | 2007-03-13 | |
| 2007-03-01 | HULL CARL Officer (EVP and COO) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $47.72 exercise price | 2007-03-05 | |
| 2007-02-20 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 44,730 owned after | $29.53 exercise price | 2007-02-22 | |
| 2007-01-16 | MIMMS LARRY Officer (ExecutiveVP, Research and Dev.) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −800 45,530 owned after | $29.53 exercise price | 2007-01-17 | |
| 2007-01-03 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −575 0 owned after | $12.29 exercise price | 2007-01-04 | |
| 2007-01-03 | BOWEN R WILLIAM Officer (VP, General Counsel) | 4 | Employee Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 22,787 owned after | $29.53 exercise price | 2007-01-04 |