GelTech Solutions, Inc. Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-07-11: Reporting owner Reger Michael Lloyd; Form 4; Security 7.5% Convertible Note; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-12-28: Reporting owner Reger Michael Lloyd; Form 4; Security 10% Convertible Note due 2013; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-03-29: Reporting owner Reger Michael Lloyd; Form 4; Security 5% Convertible Note due 2012; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2012-03-09: Reporting owner Eisenberg Jerome B; Form 4; Security 5% Convertible Note due 2012; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-07-11 | Reger Michael Lloyd Officer (Chief Operating Officer), 10% Owner | 4 | 7.5% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000,000 1,000,000 owned after | $1.00 exercise price | 2013-07-15 | |
| 2012-12-28 | Reger Michael Lloyd 10% Owner | 4 | 10% Convertible Note due 2013 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +275,000 275,000 owned after | $0.35 exercise price | 2013-01-02 | |
| 2012-03-29 | Reger Michael Lloyd 10% Owner | 4 | 5% Convertible Note due 2012 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +332,996 332,996 owned after | $0.50 | 2012-04-02 | |
| 2012-03-09 | Eisenberg Jerome B Director | 4 | 5% Convertible Note due 2012 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $0.50 | 2012-03-13 | ||
| 2011-02-18 | Reger Michael Lloyd 10% Owner | 4 | 5% Convertible Note Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,487,464 1,487,464 owned after | $1.12 exercise price | 2011-02-23 |