GALECTIN THERAPEUTICS INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2017-01-06: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-12-22; Total offering amount $10,000,000.
- 2016-09-28: Federal exemption Rule 506(b); Types of securities offered Equity; OptionToAcquire; SecurityToBeAcquired; Date of first sale 2016-09-22; Total offering amount $12,000,000.
- 2015-12-21: Federal exemption Rule 506(b); Types of securities offered OptionToAcquire; SecurityToBeAcquired; Date of first sale 2015-11-25; Total offering amount Indefinite.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
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| 2017-01-06 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-12-22 | $10,000,000 | $3,000,000 | $7,000,000 | 5 |
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| 2016-09-28 | Rule 506(b) | Equity; OptionToAcquire; SecurityToBeAcquired | 2016-09-22 | $12,000,000 | $1,500,000 | $10,500,000 | 1 |
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| 2015-12-21 | Rule 506(b) | OptionToAcquire; SecurityToBeAcquired | 2015-11-25 | Indefinite | $0 | Indefinite | 6 |
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