FUSION-IO, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 184 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-08-07: Reporting owner Lindquist Shawn J.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-07: Reporting owner Lindquist Shawn J.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-07: Reporting owner Lindquist Shawn J.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-08-07: Reporting owner Dawson James L; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-08-07 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,458 122,709 owned after | $0.65 exercise price | 2012-08-07 | |
| 2012-08-07 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 55,417 owned after | $0.65 exercise price | 2012-08-07 | |
| 2012-08-07 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 58,886 owned after | $1.96 exercise price | 2012-08-07 | |
| 2012-08-07 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 619,458 owned after | $0.65 exercise price | 2012-08-07 | |
| 2012-08-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 124,167 owned after | $0.65 exercise price | 2012-08-07 | |
| 2012-07-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,249 123,751 owned after | $0.65 exercise price | 2012-07-16 | |
| 2012-07-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 31,250 owned after | $0.65 exercise price | 2012-07-16 | |
| 2012-07-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,417 162,500 owned after | $1.96 exercise price | 2012-07-16 | |
| 2012-07-16 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 187,500 owned after | $0.65 exercise price | 2012-07-16 | |
| 2012-07-16 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,200 247,550 owned after | $0.65 exercise price | 2012-07-16 | |
| 2012-07-16 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,800 55,200 owned after | $1.96 exercise price | 2012-07-16 | |
| 2012-07-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 108,334 owned after | $1.96 exercise price | 2012-07-16 | |
| 2012-07-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 129,167 owned after | $0.65 exercise price | 2012-07-06 | |
| 2012-07-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,833 58,334 owned after | $0.65 exercise price | 2012-07-06 | |
| 2012-07-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,250 59,511 owned after | $1.96 exercise price | 2012-07-06 | |
| 2012-07-03 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,100 644,458 owned after | $0.65 exercise price | 2012-07-06 | |
| 2012-06-19 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 132,084 owned after | $0.65 exercise price | 2012-06-19 | |
| 2012-06-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 196,875 owned after | $0.65 exercise price | 2012-06-18 | |
| 2012-06-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 262,750 owned after | $0.65 exercise price | 2012-06-18 | |
| 2012-06-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 70,000 owned after | $1.96 exercise price | 2012-06-18 | |
| 2012-06-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 0 owned after | $0.36 exercise price | 2012-06-18 | |
| 2012-06-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,251 135,000 owned after | $0.65 exercise price | 2012-06-18 | |
| 2012-06-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 33,334 owned after | $0.65 exercise price | 2012-06-18 | |
| 2012-06-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 172,917 owned after | $1.96 exercise price | 2012-06-18 | |
| 2012-06-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 112,500 owned after | $1.96 exercise price | 2012-06-14 | |
| 2012-06-06 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,900 669,558 owned after | $0.65 exercise price | 2012-06-07 | |
| 2012-06-05 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,100 684,458 owned after | $0.65 exercise price | 2012-06-07 | |
| 2012-05-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $0.36 exercise price | 2012-05-16 | |
| 2012-05-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 146,251 owned after | $0.65 exercise price | 2012-05-16 | |
| 2012-05-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 35,417 owned after | $0.65 exercise price | 2012-05-16 | |
| 2012-05-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 177,083 owned after | $1.96 exercise price | 2012-05-16 | |
| 2012-05-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 287,750 owned after | $0.65 exercise price | 2012-05-16 | |
| 2012-05-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 85,000 owned after | $1.96 exercise price | 2012-05-16 | |
| 2012-05-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 206,250 owned after | $0.65 exercise price | 2012-05-16 | |
| 2012-05-14 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 116,667 owned after | $1.96 exercise price | 2012-05-16 | |
| 2012-05-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 137,084 owned after | $0.65 exercise price | 2012-06-07 | |
| 2012-05-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 64,167 owned after | $0.65 exercise price | 2012-05-03 | |
| 2012-05-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,458 142,084 owned after | $0.65 exercise price | 2012-05-03 | |
| 2012-05-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,625 60,761 owned after | $1.96 exercise price | 2012-05-03 | |
| 2012-05-01 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 694,458 owned after | $0.65 exercise price | 2012-05-03 | |
| 2012-04-16 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 215,625 owned after | $0.65 exercise price | 2012-04-18 | |
| 2012-04-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 15,000 owned after | $0.36 exercise price | 2012-04-18 | |
| 2012-04-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,249 157,501 owned after | $0.65 exercise price | 2012-04-18 | |
| 2012-04-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 37,500 owned after | $0.65 exercise price | 2012-04-18 | |
| 2012-04-16 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −72,114 181,250 owned after | $1.96 exercise price | 2012-04-18 | |
| 2012-04-16 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 317,750 owned after | $0.65 exercise price | 2012-04-18 | |
| 2012-04-16 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 886,726 owned after | $0.65 exercise price | 2012-04-18 | |
| 2012-04-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 120,834 owned after | $0.65 exercise price | 2012-04-13 | |
| 2012-04-09 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,626,562 owned after | $0.65 exercise price | 2012-04-10 | |
| 2012-04-04 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,916 67,084 owned after | $0.65 exercise price | 2012-04-06 | |
| 2012-04-04 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,458 148,542 owned after | $0.65 exercise price | 2012-04-06 | |
| 2012-04-04 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,626 82,012 owned after | $1.96 exercise price | 2012-04-06 | |
| 2012-04-03 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 719,458 owned after | $0.65 exercise price | 2012-04-05 | |
| 2012-03-16 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 367,750 owned after | $0.65 exercise price | 2012-03-16 | |
| 2012-03-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $0.36 exercise price | 2012-03-20 | |
| 2012-03-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −137,531 168,750 owned after | $0.65 exercise price | 2012-03-20 | |
| 2012-03-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,333 41,667 owned after | $0.65 exercise price | 2012-03-20 | |
| 2012-03-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −46,636 253,364 owned after | $1.96 exercise price | 2012-03-20 | |
| 2012-03-15 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 946,726 owned after | $0.65 exercise price | 2012-03-16 | |
| 2012-03-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 234,375 owned after | $0.65 exercise price | 2012-03-16 | |
| 2012-03-13 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,916 122,501 owned after | $19.00 exercise price | 2012-03-13 | |
| 2012-03-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 125,000 owned after | $1.96 exercise price | 2012-03-13 | |
| 2012-03-09 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 1,646,562 owned after | $0.65 exercise price | 2012-03-13 | |
| 2012-03-06 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 744,458 owned after | $0.65 exercise price | 2012-03-08 | |
| 2012-03-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,012 70,000 owned after | $0.65 exercise price | 2012-03-05 | |
| 2012-03-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,988 82,012 owned after | $1.96 exercise price | 2012-03-05 | |
| 2012-03-02 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −28,711 72,012 owned after | $0.65 exercise price | 2012-03-05 | |
| 2012-03-01 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −150,000 306,281 owned after | $0.65 exercise price | 2012-03-05 | |
| 2012-03-01 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,583 125,417 owned after | $19.00 exercise price | 2012-03-05 | |
| 2012-03-01 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,300 100,723 owned after | $0.65 exercise price | 2012-03-05 | |
| 2012-03-01 | EVAN DANA L Director | 4 | Stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +6,000 94,000 owned after | $5.12 exercise price | 2012-03-05 | |
| 2012-03-01 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,686,562 owned after | $0.65 exercise price | 2012-03-05 | |
| 2012-03-01 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 946,726 owned after | $0.65 exercise price | 2012-03-05 | |
| 2012-02-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −77,500 456,281 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,500 30,000 owned after | $0.36 exercise price | 2012-02-17 | |
| 2012-02-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −78,437 234,375 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,667 129,167 owned after | $1.96 exercise price | 2012-02-17 | |
| 2012-02-15 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 769,458 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,375 155,000 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −625 124,023 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −118,029 417,750 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 95,000 owned after | $1.96 exercise price | 2012-02-17 | |
| 2012-02-15 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 966,726 owned after | $0.65 exercise price | 2012-02-17 | |
| 2012-02-15 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,706,562 owned after | $0.65 exercise price | 2012-02-17 |