FUSION-IO, INC. Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 68 rows, 68 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-23: Reporting owner Whiting Ian Edward; Form 4; Security Restricted Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2014-07-23: Reporting owner BASKETT FOREST; Form 4; Security Restricted Stock Units; Transaction J Other acquisition or disposition (describe transaction).
- 2014-07-23: Reporting owner Smith Lance L.; Form 4; Security Restricted Stock Unit; Transaction J Other acquisition or disposition (describe transaction).
- 2014-07-23: Reporting owner Smith Lance L.; Form 4; Security Restricted Stock Unit; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-23 | Whiting Ian Edward Officer (EVP, Global Field Operations) | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | +200,000 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | BASKETT FOREST Director | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $0.00 | 2014-07-25 | |
| 2014-07-23 | Smith Lance L. Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | J Other acquisition or disposition (describe transaction) | −82,000 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | Smith Lance L. Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | J Other acquisition or disposition (describe transaction) | −121,875 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | Smerdon Gary J. Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −120,000 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | SANDELL SCOTT D Director | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $0.00 | 2014-07-25 | |
| 2014-07-23 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −7,500 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −12,188 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | HULL THEODORE A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −120,000 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | Olsen John F. Director | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $0.00 | 2014-07-25 | |
| 2014-07-23 | Frank Edward H. Director | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | no price filed | 2014-07-25 | |
| 2014-07-23 | EVAN DANA L Director | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 0 owned after | $0.00 | 2014-07-25 | |
| 2014-07-23 | BINGHAM H RAYMOND Director | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −15,000 15,000 owned after | $0.00 | 2014-07-25 | |
| 2014-07-23 | ROBISON SHANE V Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | J Other acquisition or disposition (describe transaction) | −242,806 0 owned after | $0.00 | 2014-07-25 | |
| 2014-05-15 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 7,500 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 12,188 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | ROBISON SHANE V Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,935 242,806 owned after | $0.00 | 2014-05-19 | |
| 2014-05-15 | Smith Lance L. Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 121,875 owned after | $0.00 | 2014-05-19 | |
| 2014-02-15 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 8,438 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 13,125 owned after | $0.00 | 2014-02-19 | |
| 2014-02-15 | Smith Lance L. Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 131,250 owned after | $0.00 | 2014-02-19 | |
| 2013-12-06 | HULL THEODORE A Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2013-12-09 | |
| 2013-12-02 | Whiting Ian Edward Officer (EVP, Global Field Operations) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $0.00 | 2013-12-04 | |
| 2013-11-21 | SANDELL SCOTT D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-11-21 | |
| 2013-11-21 | BASKETT FOREST Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-11-21 | |
| 2013-11-21 | EVAN DANA L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-11-21 | |
| 2013-11-21 | BINGHAM H RAYMOND Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-11-21 | |
| 2013-11-19 | ROBISON SHANE V Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2013-11-21 | |
| 2013-11-19 | SANDELL SCOTT D Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2013-11-21 | |
| 2013-11-19 | BASKETT FOREST Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2013-11-21 | |
| 2013-11-19 | EVAN DANA L Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2013-11-21 | |
| 2013-11-19 | BINGHAM H RAYMOND Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $0.00 | 2013-11-21 | |
| 2013-11-15 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 56,250 owned after | $0.00 | 2013-11-19 | |
| 2013-11-15 | Smith Lance L. Officer (President and COO) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 140,625 owned after | $0.00 | 2013-11-19 | |
| 2013-11-15 | Mehra Pankaj Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 0 owned after | $0.00 | 2013-11-19 | |
| 2013-11-15 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −938 9,375 owned after | $0.00 | 2013-11-19 | |
| 2013-11-15 | Sampson David W. Officer (Vice President, Finance) | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −937 14,063 owned after | $0.00 | 2013-11-19 | |
| 2013-11-01 holding as of filing | Sampson David W. Officer (Vice President, Finance) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2013-11-01 | ||
| 2013-11-01 holding as of filing | Sampson David W. Officer (Vice President, Finance) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2013-11-01 | ||
| 2013-10-31 | Smerdon Gary J. Officer (Chief Strategy Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2013-11-01 | |
| 2013-10-21 | Frank Edward H. Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2013-10-23 | |
| 2013-09-03 | Mehra Pankaj Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2013-09-05 | |
| 2013-08-15 | Mehra Pankaj Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 750 owned after | $0.00 | 2013-08-19 | |
| 2013-08-09 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2013-08-13 | |
| 2013-08-09 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2013-08-13 | |
| 2013-08-09 | Smith Lance L. Officer (President and COO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2013-08-13 | |
| 2013-08-09 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2013-08-13 | |
| 2013-08-01 | Olsen John F. Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +30,000 30,000 owned after | $0.00 | 2013-08-05 | |
| 2013-06-07 | Flynn David A. Director | 4 | Restricted Stock Units Derivative · Indirect · (m) | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,750 206,250 owned after | $0.00 | 2013-06-11 | |
| 2013-06-07 | White Rick C. Director | 4 | Restricted Stock Unit Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,541 38,959 owned after | $0.00 | 2013-06-11 | |
| 2013-05-24 | ROBISON SHANE V Director, Officer (Chief Executive Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +323,741 323,741 owned after | $0.00 | 2013-05-29 | |
| 2013-05-15 | Mehra Pankaj Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −750 1,500 owned after | $0.00 | 2013-05-17 | |
| 2013-05-01 holding as of filing | Mehra Pankaj Officer (Chief Technology Officer) | 3 | Restricted Stock Units Derivative · Direct | Holding | no price filed | 2013-05-01 | ||
| 2013-04-30 | Mehra Pankaj Officer (Chief Technology Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2013-05-01 | |
| 2012-12-12 | Flynn David A. Director | 4 | Restricted Stock Units Derivative · Direct · (m) | G Bona fide gift | −225,000 0 owned after | $0.00 | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Restricted Stock Units Derivative · Indirect · (m) | G Bona fide gift | +225,000 225,000 owned after | $0.00 | 2013-06-11 | |
| 2012-11-06 | BASKETT FOREST Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-11-07 | |
| 2012-11-06 | SANDELL SCOTT D Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-11-07 | |
| 2012-11-06 | ROBISON SHANE V Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-11-07 | |
| 2012-11-06 | EVAN DANA L Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-11-07 | |
| 2012-11-06 | BINGHAM H RAYMOND Director | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2012-11-07 | |
| 2012-09-14 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $0.00 | 2012-09-14 | |
| 2012-09-12 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,000 82,000 owned after | $0.00 | 2012-09-14 | |
| 2012-09-12 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $0.00 | 2012-09-14 | |
| 2012-09-12 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,750 60,750 owned after | $0.00 | 2012-09-14 | |
| 2012-09-12 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,500 71,500 owned after | $0.00 | 2012-09-14 | |
| 2012-09-12 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $0.00 | 2012-09-14 | |
| 2011-08-11 | Boberg Richard W Officer (Executive Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +88,905 88,905 owned after | $0.00 | 2011-08-18 |