FUSION-IO, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 13 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-07-23: Reporting owner Whiting Ian Edward; Form 4; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-07-23: Reporting owner BASKETT FOREST; Form 4; Security Employee Stock Option (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-07-23: Reporting owner Smith Lance L.; Form 4; Security Employee Stock Options (right to buy); Transaction J Other acquisition or disposition (describe transaction).
- 2014-07-23: Reporting owner Smith Lance L.; Form 4; Security Employee Stock Options (right to buy); Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-07-23 | Whiting Ian Edward Officer (EVP, Global Field Operations) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | +400,000 0 owned after | $10.01 exercise price | 2014-07-25 | |
| 2014-07-23 | BASKETT FOREST Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $5.12 exercise price | 2014-07-25 | |
| 2014-07-23 | Smith Lance L. Officer (President and COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −68,750 0 owned after | $1.96 exercise price | 2014-07-25 | |
| 2014-07-23 | Smith Lance L. Officer (President and COO) | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −300,000 0 owned after | $5.12 exercise price | 2014-07-25 | |
| 2014-07-23 | Smerdon Gary J. Officer (Chief Strategy Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −240,000 0 owned after | $10.75 exercise price | 2014-07-25 | |
| 2014-07-23 | SANDELL SCOTT D Director | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −50,000 0 owned after | $5.12 exercise price | 2014-07-25 | |
| 2014-07-23 | Sampson David W. Officer (Vice President, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −39,584 0 owned after | $5.12 exercise price | 2014-07-25 | |
| 2014-07-23 | Sampson David W. Officer (Vice President, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −30,000 0 owned after | $8.40 exercise price | 2014-07-25 | |
| 2014-07-23 | HULL THEODORE A Officer (Chief Financial Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −240,000 0 owned after | $9.63 exercise price | 2014-07-25 | |
| 2014-07-23 | EVAN DANA L Director | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −94,000 0 owned after | $5.12 exercise price | 2014-07-25 | |
| 2014-07-23 | BINGHAM H RAYMOND Director | 4 | Employee Stock Options (right to buy) Derivative · Direct | J Other acquisition or disposition (describe transaction) | −90,000 0 owned after | $5.12 exercise price | 2014-07-25 | |
| 2014-07-17 | Sampson David W. Officer (Vice President, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −57,564 0 owned after | $1.96 exercise price | 2014-07-18 | |
| 2014-07-17 | Sampson David W. Officer (Vice President, Finance) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,416 39,584 owned after | $5.12 exercise price | 2014-07-18 |