FUSION-IO, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 184 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-12-17: Reporting owner Carson Neil A.; Form 4; Security Employee Stock Option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Smith Lance L.; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Smith Lance L.; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-12-17: Reporting owner Smith Lance L.; Form 4; Security Employee stock option (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 140,625 owned after | $0.65 exercise price | 2012-12-17 | |
| 2012-12-17 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,251 67,500 owned after | $0.65 exercise price | 2012-12-17 | |
| 2012-12-17 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 20,834 owned after | $0.65 exercise price | 2012-12-17 | |
| 2012-12-17 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 131,250 owned after | $1.96 exercise price | 2012-12-17 | |
| 2012-12-17 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 172,550 owned after | $0.65 exercise price | 2012-12-17 | |
| 2012-12-17 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 45,200 owned after | $1.96 exercise price | 2012-12-17 | |
| 2012-12-13 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 43,750 owned after | $1.96 exercise price | 2012-12-17 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | G Bona fide gift | −260,759 2,097,570 owned after | $1.96 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | G Bona fide gift | +260,759 260,759 owned after | $1.96 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | G Bona fide gift | −460,938 39,062 owned after | $5.12 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | G Bona fide gift | +460,938 460,938 owned after | $5.12 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | G Bona fide gift | −520,000 0 owned after | $19.00 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | G Bona fide gift | +520,000 520,000 owned after | $19.00 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Direct · (m) | G Bona fide gift | −225,000 0 owned after | $30.15 exercise price | 2013-06-11 | |
| 2012-12-12 | Flynn David A. Director | 4 | Employee Stock Option (right to buy) Derivative · Indirect · (m) | G Bona fide gift | +225,000 225,000 owned after | $30.15 exercise price | 2013-06-11 | |
| 2012-12-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 87,500 owned after | $1.96 exercise price | 2012-12-12 | |
| 2012-12-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,458 90,417 owned after | $0.65 exercise price | 2012-12-12 | |
| 2012-12-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,916 40,834 owned after | $0.65 exercise price | 2012-12-12 | |
| 2012-12-04 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 519,458 owned after | $0.65 exercise price | 2012-12-06 | |
| 2012-11-20 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,459 45,834 owned after | $1.96 exercise price | 2012-11-21 | |
| 2012-11-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 78,751 owned after | $0.65 exercise price | 2012-11-19 | |
| 2012-11-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 22,917 owned after | $0.65 exercise price | 2012-11-19 | |
| 2012-11-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 137,500 owned after | $1.96 exercise price | 2012-11-19 | |
| 2012-11-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 187,550 owned after | $0.65 exercise price | 2012-11-19 | |
| 2012-11-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 47,200 owned after | $1.96 exercise price | 2012-11-19 | |
| 2012-11-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 150,000 owned after | $0.65 exercise price | 2012-11-19 | |
| 2012-11-13 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −624 47,293 owned after | $1.96 exercise price | 2012-11-14 | |
| 2012-11-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 91,667 owned after | $1.96 exercise price | 2012-11-14 | |
| 2012-11-09 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,459 96,875 owned after | $0.65 exercise price | 2012-11-14 | |
| 2012-11-09 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 43,750 owned after | $0.65 exercise price | 2012-11-14 | |
| 2012-11-06 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 544,458 owned after | $0.65 exercise price | 2012-11-07 | |
| 2012-11-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,011 46,667 owned after | $0.65 exercise price | 2012-11-07 | |
| 2012-11-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 47,917 owned after | $1.96 exercise price | 2012-11-07 | |
| 2012-11-05 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,916 102,084 owned after | $19.00 exercise price | 2012-11-07 | |
| 2012-10-16 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,950 626,726 owned after | $0.65 exercise price | 2012-10-16 | |
| 2012-10-16 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,514 102,084 owned after | $19.00 exercise price | 2012-10-16 | |
| 2012-10-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,249 90,001 owned after | $0.65 exercise price | 2012-10-16 | |
| 2012-10-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 25,000 owned after | $0.65 exercise price | 2012-10-16 | |
| 2012-10-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 143,750 owned after | $1.96 exercise price | 2012-10-16 | |
| 2012-10-15 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,050 646,676 owned after | $0.65 exercise price | 2012-10-16 | |
| 2012-10-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 202,550 owned after | $0.65 exercise price | 2012-10-16 | |
| 2012-10-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 49,200 owned after | $1.96 exercise price | 2012-10-16 | |
| 2012-10-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 221,000 owned after | $19.00 exercise price | 2012-10-16 | |
| 2012-10-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 159,375 owned after | $0.65 exercise price | 2012-10-16 | |
| 2012-10-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −403 104,598 owned after | $19.00 exercise price | 2012-10-16 | |
| 2012-10-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,166 95,834 owned after | $1.96 exercise price | 2012-10-16 | |
| 2012-10-09 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,458 103,334 owned after | $0.65 exercise price | 2012-10-11 | |
| 2012-10-09 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −906 48,678 owned after | $0.65 exercise price | 2012-10-11 | |
| 2012-10-09 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 560,000 owned after | $1.96 exercise price | 2012-10-11 | |
| 2012-10-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 109,792 owned after | $0.65 exercise price | 2012-10-04 | |
| 2012-10-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,916 49,584 owned after | $0.65 exercise price | 2012-10-04 | |
| 2012-10-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 50,000 owned after | $1.96 exercise price | 2012-10-04 | |
| 2012-10-03 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 105,000 owned after | $19.00 exercise price | 2012-10-04 | |
| 2012-10-02 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 569,458 owned after | $0.65 exercise price | 2012-10-04 | |
| 2012-09-18 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,950 666,726 owned after | $0.65 exercise price | 2012-09-19 | |
| 2012-09-17 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 217,550 owned after | $0.65 exercise price | 2012-09-19 | |
| 2012-09-17 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 512,000 owned after | $1.96 exercise price | 2012-09-19 | |
| 2012-09-17 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 234,000 owned after | $19.00 exercise price | 2012-09-19 | |
| 2012-09-17 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,251 101,250 owned after | $0.65 exercise price | 2012-09-19 | |
| 2012-09-17 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 27,084 owned after | $0.65 exercise price | 2012-09-19 | |
| 2012-09-17 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 150,000 owned after | $1.96 exercise price | 2012-09-19 | |
| 2012-09-17 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 168,750 owned after | $0.65 exercise price | 2012-09-19 | |
| 2012-09-17 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,050 686,676 owned after | $0.65 exercise price | 2012-09-19 | |
| 2012-09-14 | White Rick C. Director, Officer (Chief Marketing Officer) | 4/A | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −103,793 1,406,562 owned after | $0.65 exercise price | 2012-10-11 | |
| 2012-09-14 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −99,550 706,726 owned after | $0.65 exercise price | 2012-09-14 | |
| 2012-09-14 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $30.15 exercise price | 2012-09-14 | |
| 2012-09-14 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −103,793 1,406,562 owned after | $0.65 exercise price | 2012-09-14 | |
| 2012-09-13 | Carson Neil A. Other (Fmr. Chief Technology Officer) | 5 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,971 23,333 owned after | $19.00 exercise price | 2013-08-13 | |
| 2012-09-12 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +82,000 82,000 owned after | $28.61 exercise price | 2012-09-14 | |
| 2012-09-12 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $28.61 exercise price | 2012-09-14 | |
| 2012-09-12 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,750 60,750 owned after | $28.61 exercise price | 2012-09-14 | |
| 2012-09-12 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,500 71,500 owned after | $28.61 exercise price | 2012-09-14 | |
| 2012-09-12 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $28.61 exercise price | 2012-09-14 | |
| 2012-09-12 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 100,000 owned after | $1.96 exercise price | 2012-09-12 | |
| 2012-09-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,739 114,511 owned after | $0.65 exercise price | 2012-09-12 | |
| 2012-09-10 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 1,510,355 owned after | $0.65 exercise price | 2012-09-12 | |
| 2012-09-06 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 52,084 owned after | $1.96 exercise price | 2012-09-06 | |
| 2012-09-06 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,178 107,917 owned after | $19.00 exercise price | 2012-09-06 | |
| 2012-09-04 | Dawson James L Officer (Exec. VP, Worldwide Sales) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 594,458 owned after | $0.65 exercise price | 2012-09-06 | |
| 2012-08-27 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −250 1,530,355 owned after | $0.65 exercise price | 2012-08-29 | |
| 2012-08-27 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,583 107,918 owned after | $19.00 exercise price | 2012-08-29 | |
| 2012-08-27 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −450 806,276 owned after | $0.65 exercise price | 2012-08-29 | |
| 2012-08-17 | BINGHAM H RAYMOND Director | 4 | Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 90,000 owned after | $5.12 exercise price | 2012-08-17 | |
| 2012-08-16 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,000 247,000 owned after | $19.00 exercise price | 2012-08-17 | |
| 2012-08-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,250 112,501 owned after | $0.65 exercise price | 2012-08-17 | |
| 2012-08-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,083 29,167 owned after | $0.65 exercise price | 2012-08-17 | |
| 2012-08-15 | Smith Lance L. Officer (Chief Operating Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 156,250 owned after | $1.96 exercise price | 2012-08-17 | |
| 2012-08-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 232,550 owned after | $0.65 exercise price | 2012-08-17 | |
| 2012-08-15 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,000 53,200 owned after | $1.96 exercise price | 2012-08-17 | |
| 2012-08-15 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 806,726 owned after | $0.65 exercise price | 2012-08-17 | |
| 2012-08-15 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 178,125 owned after | $0.65 exercise price | 2012-08-17 | |
| 2012-08-13 | Carson Neil A. Officer (Chief Technology Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,167 104,167 owned after | $1.96 exercise price | 2012-08-14 | |
| 2012-08-10 | WOLF DENNIS P Officer (Chief Financial Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 260,000 owned after | $19.00 exercise price | 2012-08-14 | |
| 2012-08-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,459 116,250 owned after | $0.65 exercise price | 2012-08-14 | |
| 2012-08-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,917 52,500 owned after | $0.65 exercise price | 2012-08-14 | |
| 2012-08-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 54,167 owned after | $1.96 exercise price | 2012-08-14 | |
| 2012-08-10 | Lindquist Shawn J. Officer (Chief Legal Officer) | 4 | Employee Stock Option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,905 124,095 owned after | $19.00 exercise price | 2012-08-14 | |
| 2012-08-10 | Flynn David A. Director, Officer (Chairman, CEO & President) | 4 | employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −60,000 826,726 owned after | $0.65 exercise price | 2012-08-14 | |
| 2012-08-10 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,957 1,530,605 owned after | $0.65 exercise price | 2012-08-13 | |
| 2012-08-09 | White Rick C. Director, Officer (Chief Marketing Officer) | 4 | Employee stock option (right to buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −80,000 1,546,562 owned after | $0.65 exercise price | 2012-08-13 |