Fusion Connect, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-03-29: Reporting owner SARRO JAN; Form 4; Security Options; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2007-03-29: Reporting owner Hutchins Gordon Jr.; Form 4; Security Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-03-29: Reporting owner SARRO JAN; Form 4; Security Options (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-03-29: Reporting owner Hutchins Gordon JR; Form 4; Security Options (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-03-29 | SARRO JAN Officer (EVP, Marketing and Bus. Dev.) | 4 | Options Derivative · Direct · (m) | P Open market or private purchase of non-derivative or derivative security | +1,200 0 owned after | $34.50 exercise price | 2015-06-03 | |
| 2007-03-29 | Hutchins Gordon Jr. Director | 4 | Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,500 0 owned after | $34.50 exercise price | 2015-05-12 | |
| 2007-03-29 | SARRO JAN Officer (EVP Carrier Sales) | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 164,288 owned after | $0.69 exercise price | 2007-05-24 | |
| 2007-03-29 | Hutchins Gordon JR Officer (EVP Operations) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +175,000 300,000 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Turits Phillip Director, Officer (Secretary and Treasurer) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Rosen Mathew D | Turits Phillip | Rosen Marvin S Director, Officer (President and CEO) | Director, Officer (President and CEO) | Director, Officer (President and CEO) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +350,000 1,092,858 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Hochberg Fred P Director | 4 | Options (right to buy).69 Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Brumberger E Alan Director | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Rosen Marvin S Director | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Hughes Barbara Officer (Chief Financial Officer) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 168,573 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Mabus Raymond E Director | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | DEL GIUDICE MICHAEL J Director | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Mehiel Dennis Director | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Greer Evelyn Langlieb Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | OBrien Paul C Director | 4 | Options (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 61,429 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-29 | Whiting Charles Officer (Sr. VP, Technical Operations) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 106,430 owned after | $0.69 exercise price | 2007-05-17 | |
| 2007-03-26 | Whiting Charles Officer (Sr. VP, Technical Operations) | 4 | Options (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 131,430 owned after | $0.31 exercise price | 2008-03-31 |