FLORIDA GAMING CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 2 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2001-01-12: Reporting owner FREEDOM FINANCIAL CORPORATION/IN/; Form 5; Security Series E Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
- 1997-11-26: Reporting owner FREEDOM FINANCIAL CORPORATION/IN/; Form 5; Security Series F Convertible Preferred Stock; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2001-01-12 | FREEDOM FINANCIAL CORPORATION/IN/ 10% Owner | 5 | Series E Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 168,334 owned after | $100.00 | 2006-02-14 | |
| 1997-11-26 | FREEDOM FINANCIAL CORPORATION/IN/ 10% Owner | 5 | Series F Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 168,334 owned after | $1,000.00 | 2006-02-14 |