FLORIDA GAMING CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-09: Reporting owner Chong Jennifer; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-09: Reporting owner THARP KIMBERLY R; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-09: Reporting owner GWGJR, INC.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-09: Reporting owner GWGJR, INC.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-09 | Chong Jennifer Officer (Controller) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,250 2,250 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | THARP KIMBERLY R Officer (CFO, Treasurer, Secretary) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,125 4,125 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | GWGJR, INC. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | GWGJR, INC. Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 7,500 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | Licciardi Daniel J Officer (COO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,500 17,500 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | Licciardi Daniel J Officer (COO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,125 7,125 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | Freedom Holding, Inc. 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +381,000 381,000 owned after | $8.25 exercise price | 2012-07-11 | |
| 2012-07-09 | Freedom Holding, Inc. 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +325,000 325,000 owned after | $8.25 exercise price | 2012-07-11 |