FLORIDA GAMING CORP Forms 3, 4 and 5: Preferred Stock
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-16: Reporting owner Freedom Holding, Inc.; Form 4; Security Class E Convertible Preferred; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-03-20: Reporting owner Freedom Holding, Inc.; Form 3; Security Series F Convertible Preferred Stock; Transaction Holding.
- 2008-03-20: Reporting owner Freedom Holding, Inc.; Form 3; Security Series E Convertible Preferred Stock; Transaction Holding.
- 2008-03-17: Reporting owner FREEDOM FINANCIAL CORPORATION/IN/; Form 4; Security Series F Preferred Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-16 | Freedom Holding, Inc. 10% Owner | 4 | Class E Convertible Preferred Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200 874,334 owned after | $1.91 exercise price | 2009-03-18 | |
| 2008-03-20 holding as of filing | Freedom Holding, Inc. 10% Owner | 3 | Series F Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2008-03-20 | ||
| 2008-03-20 holding as of filing | Freedom Holding, Inc. 10% Owner | 3 | Series E Convertible Preferred Stock Derivative · Direct | Holding | no price filed | 2008-03-20 | ||
| 2008-03-17 | FREEDOM FINANCIAL CORPORATION/IN/ Other (Former 10% owner) | 4 | Series F Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −1,000 0 owned after | $1,000.00 | 2008-03-19 | |
| 2008-03-17 | FREEDOM FINANCIAL CORPORATION/IN/ Other (Former 10% owner) | 4 | Series E Preferred Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −200 0 owned after | $100.00 | 2008-03-19 | |
| 2001-01-12 | FREEDOM FINANCIAL CORPORATION/IN/ 10% Owner | 5 | Series E Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +200 168,334 owned after | $100.00 | 2006-02-14 | |
| 1997-11-26 | FREEDOM FINANCIAL CORPORATION/IN/ 10% Owner | 5 | Series F Convertible Preferred Stock Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +1,000 168,334 owned after | $1,000.00 | 2006-02-14 |